Richard A. Shuster
Professional summary
Richard Alan Shuster is a registered financial professional currently at BOSTON PARTNERS SECURITIES, L.L.C. located in New York, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1990. Richard has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Alan Shuster's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 1997 - Present
BOSTON PARTNERS SECURITIES, L.L.C.
Office #1: One Grand Central Place 60 E 42nd St - Suite 1550, New York, NY 10165October 5, 1992 - January 12, 1996
GOLDMAN CAPITAL MANAGEMENT, INC.
October 25, 1990 - February 4, 1992
BARON CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/1/1997)
Exams
FINRA
Current Firm
BOSTON PARTNERS SECURITIES, L.L.C.
CRD#: 2998 / SEC#: , 8-15648
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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