DS
David B. Scheetz
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Midlothian, VA
Some features on this profile are disabled
CRD#: 1074352
DS
Professional summary
David Barth Scheetz, AIF®, who also goes by Dave Barth Scheetz, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Midlothian, Virginia and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Glen Allen, Virginia.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. David has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dave Barth Scheetz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.MISSION BBQ, 5440 GLENSIDE DR, HENRICO, VA, 1/2017, CATERER, NIR, 50HRS/YR, 0HRS/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. 02/16/18. 3. DAVE SCHEETZ, INDEPENDENT INSURANCE AGENT, 4801 COX RD STE 102, GLEN ALLEN, VA, 02/01/2018. FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-1/WK-1/TRADING. 4. AJ GALLAGHER, 3600 AMERICAN BLVD W STE 500, BLOOMINGTON, MN, 08/2019. REFERRAL SOURCE, FOR FIXED ANNUITY/ INSURANCE RISK TRANSFER. NIR-10/MO-10/TRADING. 5. TAG RETIRE / 4801 Cox Road, Suite 102, Glen Allen VA / 09/2022 / RETIREMENT PLANS FOR TAG ADVISORS / INV REL / 160 HR/MO 160 HR TRADING 6. HEAVENLY HEAT SAUNAS, 543 E ANDY DRIVE AVE, KINGMAN AZ 86401, 03/2024, SUPPORT, MARKETING, NIR, 6 HR/MO - 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view David Barth Scheetz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 16, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 4801 Cox Rd. Ste 102, Glen Allen, VA 23060RIA
CRD#: 134139
Midlothian, VA
Current
February 16, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 4801 Cox Rd. Ste 102, Glen Allen, VA 23060BD
CRD#: 39543
Glen Allen, VA
Past
February 10, 2015 - October 25, 2017
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
MIDLOTHIAN, VA
Past
February 10, 2015 - October 25, 2017
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
INDIANAPOLIS, IN
Past
May 30, 2012 - November 10, 2014
PUTNAM INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 106629
BOSTON, MA
Past
May 29, 2012 - November 10, 2014
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
BOSTON, MA
Past
June 29, 2011 - May 4, 2012
BNY MELLON SECURITIES CORPORATION
BD
CRD#: 231
NEW YORK, NY
Past
January 31, 2011 - June 17, 2011
FINANCIAL TELESIS INC
RIA
CRD#: 31012
WILLIAMSBURG, VA
Past
January 31, 2011 - June 17, 2011
FINANCIAL TELESIS INC
BD
CRD#: 31012
WILLIAMSBURG, VA
Past
December 23, 2010 - March 4, 2011
ARETE INVESTMENT CONSULTING, LLC
RIA
CRD#: 151547
VIRGINIA BEACH, VA
Past
June 4, 2003 - October 5, 2010
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
BD
CRD#: 18353
NEWARK, NJ
Past
October 30, 2002 - May 21, 2003
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
RICHMOND, VA
Past
July 3, 2002 - May 21, 2003
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
May 19, 2000 - February 22, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(7/13/2022)
RR
Colorado(10/18/2023)
RR
Florida(1/21/2021)
RR
Georgia(2/7/2019)
RR
Indiana(11/27/2024)
RR
Iowa(9/7/2022)
RR
Maryland(10/8/2018)
RR
Massachusetts(1/2/2025)
RR
New Jersey(2/15/2022)
RR
New Mexico(7/19/2024)
RR
New York(2/22/2022)
RR
North Carolina(2/14/2022)
RR
Ohio(5/12/2020)
RR
Pennsylvania(10/8/2018)
RR
South Carolina(10/25/2021)
RR
Tennessee(2/2/2023)
RR
Virginia(2/16/2018)
IAR
Virginia(2/16/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
