John I. Mayfield
Professional summary
John Ivan Mayfield III, CFP®, who also goes by John IVan (iii) Mayfield, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Pensacola, Florida and CETERA INVESTMENT SERVICES LLC located in Pensacola, Florida.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. John has worked at 12 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 31, Series 7, Series 6, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Ivan Mayfield III's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1989
Experience
July 23, 2022 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 101 West Garden Street, Pensacola, FL 32502August 10, 2022 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 101 West Garden Street, Pensacola, FL 32502December 19, 2019 - August 10, 2022
HANCOCK WHITNEY INVESTMENT SERVICES INC.
December 19, 2019 - August 10, 2022
HANCOCK WHITNEY INVESTMENT SERVICES INC.
September 9, 2016 - December 17, 2019
TRUIST ADVISORY SERVICES, INC.
January 23, 2003 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
September 18, 2000 - December 17, 2019
TRUIST INVESTMENT SERVICES, INC.
July 21, 1999 - September 26, 2000
ALLSTATE FINANCIAL SERVICES, LLC
December 10, 1997 - April 24, 1998
ATLAS SECURITIES, LLC
October 30, 1996 - December 5, 1997
MUTUAL SERVICE CORPORATION
September 22, 1994 - November 4, 1996
EQUITY SERVICES, INC.
September 12, 1992 - October 17, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
September 12, 1992 - October 17, 1994
SIGNATOR INVESTORS, INC.
March 31, 1992 - August 13, 1992
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
August 27, 1985 - February 7, 1990
SIGNATOR INVESTORS, INC.
November 15, 1982 - February 7, 1990
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/10/2022)
(8/4/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(7/23/2022)
(8/10/2022)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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