Joseph P. Hudson
Professional summary
Joseph Penn Hudson, who also goes by Joseph Penn Hudson II, Joseph Penn Ii Hudson, J. Penn Hudson, Joseph P Hudson, Penn Hudson, is a registered financial professional currently at STERLING CAPITAL DISTRIBUTORS, LLC located in Charlotte, North Carolina.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1982. Joseph has worked at 5 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 6, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Penn Hudson's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 11, 2024 - Present
STERLING CAPITAL DISTRIBUTORS, LLC
Office #1: 4350 Congress Street Suite 1000, Charlotte, NC 28209October 21, 2020 - December 31, 2024
FORESIDE FUND SERVICES, LLC
December 10, 1997 - January 4, 1999
1717 CAPITAL MANAGEMENT COMPANY
June 7, 1996 - May 12, 1997
BNY MELLON SECURITIES CORPORATION
May 8, 1995 - May 24, 1996
1717 CAPITAL MANAGEMENT COMPANY
November 10, 1982 - December 9, 1991
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2025)
Exams
Series 7TO
Date: 11/17/2025
General Securities Representative ExaminationSeries 6TO
Date: 10/20/2020
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
STERLING CAPITAL DISTRIBUTORS, LLC
CRD#: 103934 / SEC#: , 8-52396
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | CHIEF COMPLIANCE OFFICER / VP / TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
