KW
Kevin R. Wagner
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Jacksonville, NC 28546
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CRD#: 1070463
KW
Professional summary
Kevin Royce Wagner is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Jacksonville, North Carolina and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Jacksonville, North Carolina.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Kevin has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 1/WK - 1/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2.Best Rates for Insurance the Wagner Group Inc, 207 WESTERN BLVD, STE A, JACKSONVILLE, NC, 10/01/2021, President, Insurance/Benefits/Human Resources, INV REL - 4HR/MO - 3/TRADING. 3.PAW INVESTMENTS LLC, RALEIGH, NC, 2/2008 AS MANAGER OF ENTITY TO HOLD REAL ESTATE AND INVESTMENTS. NIR - 2/MO - 0/TRADING. 4.ARROWSTAR FINANCIAL INC,, 207A Western Blvd, Jacksonville NC 28546, 11/2022, Investment Advisor Representative. DBA Name, INV REL - 5 /WK - 5 /TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Royce Wagner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 1, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 207 Western Boulevard, Jacksonville, NC 28546Office #3: 2313 Randolph Rd., Charlotte, NC 28207Office #4: 4815 Oleander Dr. Ste. 100, Wilmington, NC 28403Office #5: 8402 Six Forks Rd. Ste. 103, Raleigh, NC 27615RIA
CRD#: 134139
Jacksonville, NC
Current
June 1, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 207-a Western Boulevard, Jacksonville, NC 28546Office #2: 8402 Six Forks Rd. Ste. 103, Raleigh, NC 27515Office #3: 2313 Randolph Rd., Charlotte, NC 28207Office #4: 4815 Oleander Dr. Ste. 100, Wilmington, NC 28403Office #5: 26317 Us Hwy 119n, Belfry, KY 41514BD
CRD#: 39543
Jacksonville, NC
Past
August 1, 2008 - June 1, 2018
NATIONWIDE SECURITIES, LLC
RIA
CRD#: 11173
JACKSONVILLE, NC
Past
February 1, 2007 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
RIA
CRD#: 4082
RALEIGH, NC
Past
December 18, 2006 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
RALEIGH, NC
Past
June 4, 2002 - June 1, 2018
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
JACKSONVILLE, NC
Past
April 5, 2001 - May 7, 2002
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
PHOENIX, AZ
Past
September 28, 1999 - December 9, 2000
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
July 28, 1983 - September 10, 1999
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/1/2018)
RR
California(6/1/2018)
RR
Connecticut(10/11/2022)
RR
Florida(8/20/2018)
RR
Georgia(6/1/2018)
RR
Illinois(6/1/2018)
RR
Kentucky(7/19/2018)
RR
Maine(5/14/2021)
RR
Michigan(8/10/2020)
RR
Nevada(2/13/2020)
RR
New Hampshire(9/30/2021)
RR
New Mexico(9/14/2021)
RR
New York(9/14/2021)
RR
North Carolina(6/1/2018)
IAR
North Carolina(6/1/2018)
RR
Ohio(9/4/2018)
RR
Oregon(6/1/2018)
RR
Pennsylvania(6/1/2018)
RR
South Carolina(6/1/2018)
RR
Tennessee(6/1/2018)
RR
Texas(5/12/2021)
IAR
Texas(5/13/2021)
RR
Virginia(11/15/2019)
RR
West Virginia(6/1/2018)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Jacksonville, NC 28546TRUST BUT VERIFY
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