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Anthony Joseph Cantone

CRD# 1066139·Registered 1982 - 2023
Barred: Anthony Joseph Cantone was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Anthony Joseph Cantone was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1982 - 2023. Anthony had worked at 8 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 87, Series 86, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

CANTONE RESEARCH INC.·CRD# 26314
RIA
Eatontown, NJ
February 17, 2004 - May 22, 2023
CANTONE RESEARCH INC.·CRD# 26314
BD
Eatontown, NJ
February 13, 1995 - September 5, 2023
MEYERS POLLOCK ROBBINS, INC.·CRD# 13436
BD
New York, NY
September 19, 1994 - February 1, 1995
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
October 14, 1987 - September 26, 1994
ADVEST, INC.·CRD# 10
BD
July 9, 1986 - October 26, 1987
MORGAN STANLEY DW INC.·CRD# 7556
BD
April 14, 1986 - July 21, 1986
JANNEY MONTGOMERY SCOTT LLC·CRD# 463
BD
May 4, 1983 - April 15, 1986
ADVEST, INC.·CRD# 10
BD
March 3, 1983 - May 5, 1983
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
December 6, 1982 - February 8, 1983
BROOKS, HAMBURGER, SATNICK, INC.·CRD# 7886
BD
September 24, 1982 - November 10, 1982

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Current Firm

CR
CANTONE RESEARCH INC.

CANTONE RESARCH INC. | LINE SECURITIES, INC. | CANTONE RESEARCH INC.

CRD#: 26314 / SEC#: 8-41940
BD
Terminated by SEC on 09/01/2023

Contact Information

Main Address

36 Corbett Way, Eatontown, NJ 07724

Phone Number

(732) 450-3500

Established

New Jersey since 02/14/1989

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

9

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
CANTONE, ANTHONY JOSEPHCHIEF EXECUTIVE OFFICER1066139
KING, STEPHEN PHILIPCHIEF COMPLIANCE OFFICER & GENERAL COUNSEL1590508
WALSH, PETER JAMESCFO1190458

Disclosures

Regulatory Event

13

Civil Event

1

Arbitration

2

Bond

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Managing member of Petroleum Capital Funding GP, LLC and Beneficial owner of general partner for Petroleum Capital Funding LP effective October 2019. MANAGING MEMBER OF Natural Bridge Hotel & conf center, llc which owns the hotel since 9/18/19; CALUSA RIDGE LLC SINCE 7/17; THUNDER BAY FINANCIAL, LLC SINCE 12/2013; MANAGING MEMBER OF CHESTNUT FINANCIAL LLC SINCE 2/2011 Cedars Financial, llc since 8/2011 AND OKLAHOMA FIN LLC SINCE 6/2011. MANAGING MEMBER OF LIMESTONE FIN., LLC SINCE 12/2010, MANAGING MEMBER OF COLUMBIA LLC SINCE 12/09, MANAGING MEMBER OF HOOVER FIN. LLC SINCE 11/08, CANTONE PARTNERS, LP. (SOLE) GENERAL PARTNER FOR PERSONAL INVESTMENTS SINCE 12/2003. I AM ALSO MANAGING MEMBER OF CANTONE OFFICE CENTER LLC SINCE 9/1998. MANAGING MEMBER OF ATTOSA FINANCIAL LLC SINCE 9/2010. THESE ARE ALL MOSTLY DURING NON TRADING HOURS SPENDING less than 1 HR PER MONTH ON EACH OF THESE PRIVATE EQUITY FIRMS. NONE OF THESE ENTITIES ARE RELATED TO CANTONE RESEARCH. ALL SEPARATE COMPANIES. MANAGING MEMBER OF THE FOLLOWING: LATTICE FUNDING, LLC, CHEROKEE FINANCIAL, LLC, CANTONE ASSET MANAGEMENT, LLC since 2008, COUNTRY CLUB FINANCIAL, LLC since 2010.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2000About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1984About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Jul 2004About the Series 87 exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Jun 2004About the Series 86 exam

Series 7 — General Securities Representative Examination

Passed Sep 1982About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 1994About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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