Dix L. Pickering
Professional summary
Dix Lee Pickering is a registered financial professional currently at THE O.N. EQUITY SALES COMPANY located in Westerville, Ohio.
Dix is registered as a RR (Registered Representative) and started their career in finance in 1980. Dix has worked at 5 firms and has passed the Series 6TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dix Lee Pickering's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 17, 1992 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 670 Meridian Way Suite 123, Westerville, OH 43082July 27, 2011 - May 28, 2019
ON INVESTMENT MANAGEMENT CO
August 3, 1990 - January 22, 1992
HORNOR, TOWNSEND & KENT, LLC
September 10, 1982 - July 26, 1990
G. R. PHELPS & CO., INC.
May 20, 1980 - September 20, 1982
VERAVEST INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/17/1992)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 5/8/1980
Registered Representative ExaminationFINRA
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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