GA
George D. Alexander
KESTRA ADVISORY SERVICES
San Diego, CA 92108
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CRD#: 1064830
GA
Professional summary
George David Alexander is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in San Diego, California and KESTRA INVESTMENT SERVICES, LLC located in San Diego, California.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. George has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Busi Name: Kestra Advisory Services, LLC Inv Rel: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC Position: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Busi Name: Falcon West Insurance Brokers, Inc. Inv Rel: Yes Address: 2525 Camino Del; Rio South, Suite 100 San Diego CA 92108 NOB: Insurance Position: I refer clients to Falcon West and receive 25% of the compensation in year 1 and 15% in years 2 and beyond. Start Date: 5/16/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Refer clients, attend meetings, but I do NOT make specific property & casualty insurance recommendations. Busi Name: SHOWLEY,ARCHAMBAULT,ALEXANDER POSITION: Owner/Insurance Agent. NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 152 SECURITIES TRADING HOURS: 132 START DATE: 04/01/1982 ADDRESS: 3570 Carmel Mountain Rd #150, San Diego CA 92130, United States DESCRIPTION: Servicing existing clients and working with new clients. Busi Name: GEORGE ALEXANDER INSURANCE SERVICES, INC. POSITION: President NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 20 START DATE: 09/04/2024 ADDRESS: 3570 Carmel Mountain Road, # 150, San Diego CA 92130 DESCRIPTION: Sale and Service of Fixed Insurance Products.
CRS (Client Relationship Summary) - RIA
Click below to view George David Alexander's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 3838 Camino Rel Rio North Suite 150, San Diego, CA 92108Office #2: 3570 Carmel Mountain Road Suite 150, San Diego, CA 92130RIA
CRD#: 283330
San Diego, CA
Current
August 28, 1997 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 3570 Carmel Mountain Rd Suite 150, San Diego, CA 92130BD
CRD#: 42046
San Diego, CA
Past
July 25, 2002 - August 12, 2010
IFG RUSSELL ADVISORS INC
RIA
CRD#: 108677
SAN DIEGO, CA
Past
June 30, 1998 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
SAN DIEGO, CA
Past
June 19, 1995 - September 5, 1997
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
June 24, 1992 - May 17, 1995
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Past
August 25, 1987 - May 13, 1992
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
October 15, 1982 - August 15, 1995
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/28/1997)
IAR
California(4/18/2016)
RR
Texas(12/20/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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