JM
Joseph A. Marciano
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Wellington, FL
Some features on this profile are disabled
CRD#: 1062796
JM
Professional summary
Joseph Andrew Marciano, CFP®, who also goes by Joe Marciano, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Wellington, Florida and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Berwyn, Pennsylvania.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Joseph has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe Marciano
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) EVERGREEN STRUCTURED SETTLEMENTS, 6133 ROCKSIDE RD, CLEVELAND, OH, 1/2004 PROVIDING REFERRALS. NIR - 4 HR/MO - 4/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 7/2009 AS ADVISORY REP OF A RIA. INV REL - 100 HR/MO - 100/TRADING. 3) MARCIANO GROUP LLC dba MARCIANO WEALTH ADVISORS, 1147 LANCASTER AVE BERWYN PA, 01/2006, OWNER - 9/1979 AS AGENT - SELLING FIXED INSURANCE PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. 20 HR/MO - 20 HR/TRADING. 4) MEZRAH CONSULTING (INVESTMENT RELATED), 5530 KENNEDY BLVD. SUITE 2, TAMPA, FL 33609; REFERRAL GIVER; 02/2008; 4 HR/MO, 4 HR DURING SECURITIES TRADING HRS; PROVIDE REFERRAL SERVICES TO MEZRAH CONSULTING WHO PROVIDES ANALYSIS, ADMINISTRATION, AND FUNDING RECOMMENDATIONS TO CORPORATIONS AND BANKS REGARDING COLI, BOLI, AND DEFERRED COMPENSATION ARRANGEMENTS. 5) RENTAL REAL ESTATE PROPERTY, 2080 GREENVIEW SHORES BLVD UNIT 414 WELLINGTON FL, 02/2008, OWNER, RENTAL PROPERTY, NIR, 1 HR/MO 0 HR/MO TRADING 6) MWA PROPERTIES LLC, BERWYN PA, 09/2016, OWNER, REAL ESTATE. NIR, 5 HR/MONTHLY 0 HR/MO TRADING 7) JACKSONVILLE JEWISH CENTER, 3662 CROWN POINT RD JACKSONVILLE FL, 09/2017, YOUTH ADVISOR, RELIGIOUS ORGANIZATION, NIR, 10 HR/MO 0 HR/MO TRADING 8) PART-OWNER OF SHOW HORSE, 1147 LANCASTER AVE, BERWYN, PA, 11/2018. NIR, 0 HR/YR 0 HR/TRADING 9) MARCIANO STABLES LLC, 3570 B ROAD LOXAHATCHEE GROVES FL, 09/2024, OWNER, REAL ESTATE, NIR, 1 HR/MO 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Andrew Marciano's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1995
Experience
Current
July 7, 2009 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 1147 Lancaster Avenue, Berwyn, PA 19312RIA
CRD#: 134139
Wellington, FL
Current
July 6, 2009 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1147 Lancaster Avenue, Berwyn, PA 19312BD
CRD#: 39543
Berwyn, PA
Past
July 25, 2006 - July 6, 2009
CINCINNATI ANALYSTS, INC.
RIA
CRD#: 5478
KING OF PRUSSIA, PA
Past
September 14, 2004 - July 6, 2009
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
KING OF PRUSSIA, PA
Past
October 16, 1996 - August 25, 2004
MONY SECURITIES CORPORATION
RIA
CRD#: 4386
BALA CYNWYD, PA
Past
October 2, 1985 - August 25, 2004
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/6/2009)
RR
Connecticut(7/6/2009)
RR
Delaware(9/20/2022)
RR
Florida(7/6/2009)
IAR
Florida(10/10/2024)
RR
Georgia(7/20/2009)
RR
Indiana(1/17/2023)
RR
Maryland(7/6/2009)
RR
Massachusetts(8/24/2009)
RR
New Jersey(7/6/2009)
RR
New York(7/6/2009)
RR
Oregon(5/8/2023)
RR
Pennsylvania(7/6/2009)
IAR
Pennsylvania(7/7/2009)
RR
Rhode Island(7/30/2020)
RR
South Carolina(7/8/2019)
RR
Texas(9/9/2021)
IAR
Texas(9/10/2021)
RR
Vermont(7/6/2009)
RR
Virginia(7/6/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
