Gilberto L. Rodriguez
Professional summary
Gilberto Lazaro Rodriguez, who also goes by Gil Rodriguez, is a registered financial advisor currently at STATE FARM VP MANAGEMENT CORP. located in Dunwoody, Georgia.
Gilberto is registered as a RR (Registered Representative) and started their career in finance in 1982. Gilberto has worked at 16 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gilberto Lazaro Rodriguez's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 6, 2014 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 237 Perimeter Center Pkwy Ne, Dunwoody, GA 30346October 1, 2012 - June 13, 2014
J.P. MORGAN SECURITIES LLC
October 1, 2012 - June 13, 2014
J.P. MORGAN SECURITIES LLC
August 18, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
August 11, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
January 29, 2008 - October 22, 2009
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - October 22, 2009
CITIGROUP GLOBAL MARKETS INC.
April 20, 2007 - May 29, 2007
CITICORP INVESTMENT SERVICES
January 5, 2006 - June 2, 2006
MARTINEZ-AYME SECURITIES
November 15, 2002 - January 21, 2004
CP CAPITAL SECURITIES
March 23, 2000 - December 20, 2000
STANFORD GROUP COMPANY
October 13, 1999 - March 28, 2000
CITICORP INVESTMENT SERVICES
May 21, 1993 - December 31, 1993
FINANCIAL HORIZONS SECURITIES CORPORATION
May 21, 1993 - March 17, 1999
CITICORP INVESTMENT SERVICES
May 4, 1993 - May 11, 1993
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
May 18, 1992 - December 8, 1992
SECURITIES AMERICA, INC.
November 29, 1991 - March 5, 1992
GLENFED BROKERAGE SERVICES
September 20, 1990 - November 1, 1991
MFS FINANCIAL SERVICES, INC.
January 21, 1986 - May 3, 1990
AMERIFIRST SECURITIES CORPORATION
September 26, 1983 - August 5, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 24, 1982 - September 6, 1983
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/21/2014)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
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