Elias Katz
Professional summary
Elias Katz, who also goes by Eli Katz, is a registered financial professional currently at MISCHLER FINANCIAL GROUP, INC. located in Stamford, Connecticut.
Elias is registered as a RR (Registered Representative) and started their career in finance in 1982. Elias has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 3 and Series 5 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Elias Katz's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 20, 2020 - Present
MISCHLER FINANCIAL GROUP, INC.
Office #1: Harbor Landing 46 Southfield Avenue, Suite 200, Stamford, CT 06902September 26, 2013 - April 17, 2020
DREXEL HAMILTON, LLC
September 21, 2012 - September 27, 2013
FIRST LIBERTIES FINANCIAL
July 15, 1994 - September 15, 1998
DEUTSCHE BANK SECURITIES INC.
June 26, 1991 - April 28, 1994
DAIWA CAPITAL MARKETS AMERICA INC.
February 8, 1991 - June 13, 1991
UBS SECURITIES LLC
August 24, 1982 - March 25, 1991
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 5
Date: 11/24/1982
Interest Rate Options ExaminationFINRA
Current Firm
MISCHLER FINANCIAL GROUP, INC.
CRD#: 37818 / SEC#: , 8-48067
Contact information
FINRA licenses (49 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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