Thomas C. Huber

WICK CAPITAL PARTNERS

Wayne, PA 19087

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CRD#: 1061759

Professional summary

Thomas Charles Huber, CFA is a registered financial advisor currently at WICK CAPITAL PARTNERS, LLC located in Wayne, Pennsylvania.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Thomas has worked at 4 firms and has passed the Series 63, Series 3, Series 15, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Charles Huber's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

June 19, 2019 - Present

WICK CAPITAL PARTNERS, LLC

Office #1: 150 N. Radnor Chester Road Suite A225, Wayne, PA 19087

RIA

CRD#: 299194

Wayne, PA

Past

February 3, 1989 - October 19, 1990

RYAN & COMPANY, LP

CRD#: 21669

Past

May 3, 1984 - June 9, 1988

WALSH, GREENWOOD & CO.

CRD#: 8068

Past

August 26, 1982 - November 7, 1985

VANGUARD MARKETING CORPORATION

CRD#: 7452

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WICK CAPITAL PARTNERS, LLC

WICK CAPITAL MANAGEMENT, LLC | WICK CAPITAL PARTNERS, LLC

CRD#: 299194 / SEC#: 801-114337

RIA

Registered Investment Advisory firm - (11/23/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(6/19/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/17/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 11/14/1985

National Commodity Futures Examination

General Industry/Product Exam

Series 15

Date: 11/7/1984

Foreign Currency Options Examination

General Industry/Product Exam

Series 7

Date: 8/21/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 6/25/1985

Registered Options Principal Examination

Current Firm

WICK CAPITAL PARTNERS, LLC

WICK CAPITAL MANAGEMENT, LLC | WICK CAPITAL PARTNERS, LLC

CRD#: 299194 / SEC#: 801-114337

RIA

Registered Investment Advisory firm - (11/23/2018 Approved)

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Contact information

Main Address

150 N. Radnor Chester Road Suite A225, Wayne, PA 19087

Mailing Address

Phone number

(215) 302-3535

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WICK FORM ADV PART2A 2025V2 (6/18/2025)

Regulatory assets under management

Total Number of Accounts	942
AUM (Assets Under Management)	$ 565,287,657

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas C. Huber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Charles Huber's CRS (Customer Relationship Summary).

Certified licenses

Experience

RYAN & COMPANY, LP

WALSH, GREENWOOD & CO.

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

WICK CAPITAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/17/1984

Series 3

Date: 11/14/1985

Series 15

Date: 11/7/1984

Series 7

Date: 8/21/1982

Series 4

Date: 6/25/1985

Current Firm

WICK CAPITAL PARTNERS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WICK CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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