Craig L. Dunn

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Kokomo, IN 46902

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CRD#: 1061500

Professional summary

Craig Lee Dunn is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in Kokomo, Indiana and LASALLE ST SECURITIES, L.L.C. located in Kokomo, Indiana.

Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Craig has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CRIAG DUNN ENTERPRISES, INC.- A SUB S. CORP. THIS COMPANY IS USED TO OPERATE AND MANAGE INCOME FROM OTHER BUSINESSES; FIXED INSURANCE; Liberty Financial Group, Inc.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Lee Dunn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 26, 2024 - Present

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Office #1: 1213 E. Hoffer St, Kokomo, IN 46902

RIA

CRD#: 109701

Kokomo, IN

Current

December 19, 2002 - Present

LASALLE ST SECURITIES, L.L.C.

Office #1: 1213 E. Hoffer St., Kokomo, IN 46902

CRD#: 7191

Kokomo, IN

Past

January 4, 2007 - June 26, 2024

LIBERTY FINANCIAL ADVISORS, LLC

RIA

CRD#: 141964

KOKOMO, IN

Past

June 1, 1990 - December 20, 2002

SPELMAN & CO., INC.

CRD#: 10232

PHOENIX, AZ

Past

May 31, 1989 - June 7, 1990

FIRST AFFILIATED SECURITIES

CRD#: 23737

LA JOLLA, CA

Past

October 12, 1984 - May 31, 1989

FIRST AFFILIATED SECURITIES, INC.

CRD#: 6871

SAN DIEGO, CA

Past

August 26, 1982 - October 12, 1984

EDWARD JONES

CRD#: 250

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/20/2005)

Arizona
(1/7/2003)

Arkansas
(1/18/2005)

California
(12/19/2002)

Colorado
(4/2/2003)

District of Columbia
(10/28/2021)

Florida
(12/19/2002)

Georgia
(5/9/2003)

Illinois
(1/30/2003)

Indiana
(1/2/2003)

IAR

Indiana
(6/26/2024)

Iowa
(8/7/2013)

Kansas
(3/22/2012)

Kentucky
(12/19/2002)

Michigan
(1/20/2005)

Minnesota
(9/10/2015)

Missouri
(1/18/2005)

Montana
(9/17/2013)

New Mexico
(1/18/2005)

New York
(2/7/2005)

North Carolina
(12/20/2002)

Ohio
(1/18/2005)

Pennsylvania
(11/5/2014)

South Carolina
(1/18/2005)

Tennessee
(12/20/2002)

Texas
(1/25/2005)

Utah
(7/7/2022)

Virginia
(12/19/2002)

Washington
(1/19/2005)

Wisconsin
(1/18/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/25/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/8/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/21/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/20/1984

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

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Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

Phone number

(630) 600-0500

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts	11,941
AUM (Assets Under Management)	$ 4,346,509,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Craig L. Dunn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Lee Dunn's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

LIBERTY FINANCIAL ADVISORS, LLC

SPELMAN & CO., INC.

FIRST AFFILIATED SECURITIES

FIRST AFFILIATED SECURITIES, INC.

EDWARD JONES

Primary Firm SEC Registration

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/25/2006

Series 63

Date: 10/8/1982

SIE

Date: 10/1/2018

Series 7

Date: 8/21/1982

Series 24

Date: 12/20/1984

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

TRUST BUT VERIFY

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