Denis D. Frelinghuysen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denis D Frelinghuysen, who also goes by Denis Deviry Frelinghuysen, Denis Frelinghuysen, was a registered financial advisor .
Denis is a previously registered financial advisor and started their career in finance in 1982. Denis had worked at 13 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2014 - August 11, 2015
FOREFRONT CAPITAL MARKETS LLC
February 16, 2011 - August 9, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 17, 2010 - August 9, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 14, 2003 - December 13, 2004
GUNNALLEN FINANCIAL, INC
October 23, 2002 - February 4, 2003
MAXIM GROUP LLC
February 1, 2001 - October 23, 2002
HAPOALIM SECURITIES USA, INC.
June 10, 1991 - February 1, 2001
GKN SECURITIES CORP.
November 9, 1987 - June 21, 1991
JOSEPHTHAL & CO., INC.
April 14, 1986 - November 3, 1987
L. F. ROTHSCHILD & CO. INCORPORATED
September 18, 1985 - April 16, 1986
CIBC WORLD MARKETS CORP.
May 9, 1985 - September 27, 1985
KUHNS BROTHERS & LAIDLAW, INC.
October 30, 1984 - April 8, 1985
CRALIN & CO., INC.
September 29, 1983 - July 10, 1984
SOUTHEAST SECURITIES OF FLORIDA, INC.
September 24, 1982 - October 4, 1983
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FOREFRONT CAPITAL MARKETS LLC
CRD#: 151812 / SEC#: 801-80131, 8-68402
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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