Thomas J. Reid
Professional summary
Thomas Joseph Reid JR, who also goes by Thomas J Reid Jr, Thomas Joseph Reid, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Deer Park, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1982. Thomas has worked at 12 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Joseph Reid JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 21, 2003 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 253 Half Hollow Rd, Deer Park, NY 11729-3124June 18, 2002 - May 14, 2003
KIRLIN SECURITIES INC.
June 17, 1996 - June 19, 2002
LADENBURG CAPITAL MANAGEMENT INC.
June 24, 1994 - June 19, 1996
PRUDENTIAL EQUITY GROUP, LLC
March 6, 1991 - June 13, 1994
GRUNTAL & CO., L.L.C.
February 2, 1990 - March 8, 1991
GLEACHER & COMPANY SECURITIES, INC.
December 17, 1986 - February 24, 1990
J. T. MORAN & CO., INC.
October 16, 1985 - February 23, 1987
KUREEN & COOPER, INC.
July 30, 1985 - November 1, 1985
SHELTER ROCK SECURITIES CORP.
May 17, 1984 - July 16, 1985
CREATIVE SECURITIES CORP.
March 1, 1983 - April 4, 1984
BUTCHER & SINGER INC.
August 24, 1982 - February 4, 1983
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/13/2003)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272Deer Park, NY 11729-3124TRUST BUT VERIFY
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