Gregory B. Vanwinkle
Professional summary
Gregory Brian Vanwinkle is a registered financial professional currently at ESSEX SECURITIES LLC located in Indianapolis, Indiana.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1982. Gregory has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Brian Vanwinkle's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 13, 2019 - Present
ESSEX SECURITIES LLC
Office #1: 6306 Guilford Ave, Indianapolis, IN 46220January 13, 2021 - September 10, 2021
SB ADVISORY, LLC
September 30, 2019 - December 31, 2020
SB ADVISORY, LLC
September 19, 2019 - December 23, 2019
CABOT LODGE SECURITIES LLC
October 9, 2013 - September 21, 2019
IFS SECURITIES
February 16, 1995 - September 6, 2013
SECURITIES AMERICA, INC.
May 29, 1992 - March 2, 1995
LPL FINANCIAL LLC
November 4, 1982 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
November 4, 1982 - June 18, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/13/2019)
(2/7/2020)
(8/6/2020)
(10/21/2020)
(1/2/2020)
(10/15/2020)
(7/31/2020)
(5/6/2021)
(7/20/2020)
(5/6/2021)
(12/13/2019)
(2/25/2020)
Exams
FINRA
Current Firm
ESSEX SECURITIES LLC
CRD#: 46605 / SEC#: , 8-51472
Contact information
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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