Raffael L. Bartolucci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raffael Leo Bartolucci, who also goes by Raffaele Leo Bartolucci, was a registered financial professional .
Raffael is a previously registered financial professional and started their career in finance in 1982. Raffael had worked at 6 firms and has passed the Series 63, Series 56, Series 55, Series 7, Series 3 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2013 - October 31, 2014
WTS PROPRIETARY TRADING GROUP LLC
July 14, 2003 - April 29, 2004
REDWOOD TRADING, LLC
July 2, 1999 - May 14, 2002
SCHONFELD SECURITIES, LLC
September 4, 1997 - September 22, 1998
SCHONFELD SECURITIES, LLC
April 19, 1988 - July 23, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
April 28, 1983 - February 29, 1984
ADVEST, INC.
September 29, 1982 - August 30, 1984
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 5/23/2013
Proprietary Trader Qualification ExaminationSeries 55
Date: 9/28/1999
Limited Representative-Equity Trader ExamCurrent Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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