Michael A. Schlegel
Professional summary
Michael A Schlegel, who also goes by Michael Anthony Schlegel, Michael Schlegel, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Dublin, Ohio and CETERA INVESTMENT SERVICES LLC located in Dublin, Ohio.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Michael has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael A Schlegel's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2019 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 545 Metro Place South Suite 220, Dublin, OH 43017Office #2: 6133 Rockside Road Ste 208, Independence, OH 44131June 20, 2019 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 545 Metro Place South Suite 220, Dublin, OH 43017Office #2: 4807 Rockside Road Suite 250, Independence, OH 44131February 4, 2019 - June 25, 2019
FORESTERS FINANCIAL SERVICES, INC.
August 10, 2018 - January 24, 2019
EQUITY SERVICES, INC.
July 6, 2016 - February 6, 2018
NYLIFE SECURITIES LLC
November 11, 2013 - January 11, 2016
OSAIC SERVICES, INC.
September 27, 2005 - August 2, 2013
MSI FINANCIAL SERVICES, INC.
November 14, 1986 - August 2, 2013
MSI FINANCIAL SERVICES, INC.
July 5, 1983 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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