David Treat Dewitt
CFP®Professional Summary
David Treat Dewitt, CFP® is a registered financial advisor currently at DEWITT CAPITAL MANAGEMENT located in Wayne, Pennsylvania. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. David has worked at 6 firms and has passed the Series 63, Series 15, Series 5, Series 3, Series 7 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Investment Planning
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
44 years in the financial services industry
Current & Past Employments
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Current Firm
DEWITT CAPITAL MANAGEMENT | TIDEWATER WEALTH MANAGEMENT | MVP MONEY MOVES | INFOCUS WEALTH STRATEGIES | DIRAMCO & DEWITT INVESTMENT | DEWITT INVESTMENT RESEARCH & MANAGEMENT INC
Contact Information
Main Address
37 West Avenue Suite 204b, Wayne, PA 19087Phone Number
(610) 910-9110# of Employees
4SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
194AUM (Assets Under Management)
$123,230,422Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
DEWITT CAPITAL MANAGEMENT | TIDEWATER WEALTH MANAGEMENT | MVP MONEY MOVES | INFOCUS WEALTH STRATEGIES | DIRAMCO & DEWITT INVESTMENT | DEWITT INVESTMENT RESEARCH & MANAGEMENT INC
State Registrations and Notice Filings
(1/27/1997)
(5/4/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 15 — Foreign Currency Options Examination
Passed Jan 1988Series 5 — Interest Rate Options Examination
Passed Jan 1988Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed May 1986Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view David Treat Dewitt's CRS (Customer Relationship Summary).
Services Offered by David
- Investment Planning
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