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Daniel Duane Reynolds

LPL FINANCIAL
DECATUR, IL
·CRD# 1054469·44 years experience

Professional Summary

Daniel Duane Reynolds is a registered financial advisor currently at LPL FINANCIAL LLC located in Decatur, Illinois and HUB INTERNATIONAL INVESTMENT SERVICES INC. located in Austin, Texas. Daniel is registered as a RR (Registered Representative) and started their career in finance in 1982. Daniel has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

LPL FINANCIAL LLC·CRD# 6413
RIA
BD
111 E Decatur St, Decatur, IL 62521
April 30, 2025 - Present
HUB INTERNATIONAL INVESTMENT SERVICES INC.·CRD# 150252
BD
900 S Capital Of Tx Highway Suite 350, Austin, TX 78746
July 24, 2025 - Present
PRINCIPAL SECURITIES, INC.·CRD# 1137
BD
Decatur, IL
June 15, 2007 - April 30, 2025
MUTUAL OF OMAHA INVESTOR SERVICES, INC.·CRD# 611
BD
Omaha, NE
July 30, 1982 - April 22, 1997

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Current Firm

HI
HUB INTERNATIONAL INVESTMENT SERVICES INC.

HUB INTERNATIONAL INVESTMENT SERVICES INC. | HUB INTERNATIONAL INVESTMENT SERVICES INC. (HIIS)

CRD#: 150252 / SEC#: 8-68237
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

900 S Capital Of Tx Highway Suite B60, San Rafael, CA 94903

Mailing Address

900 S Capital Of Tx Highway, Austin, TX 78746

Phone Number

(914) 343-6705

Established

Delaware since 12/12/2007

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

# of Employees

0

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
RPW HOLDINGS, LLCSOLE OWNER—
CHURBA, JEFFREY ALANINTERIM PRESIDENT2322410
LEE, MARIANE ASHLEYCCO4532268
VALLOW, RONALD EFINOP, POO, PFO4948582

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(5/1/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 2007About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Daniel Duane Reynolds's CRS (Customer Relationship Summary).

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