Daniel Duane Reynolds
Professional Summary
Daniel Duane Reynolds is a registered financial advisor currently at LPL FINANCIAL LLC located in Decatur, Illinois and HUB INTERNATIONAL INVESTMENT SERVICES INC. located in Austin, Texas. Daniel is registered as a RR (Registered Representative) and started their career in finance in 1982. Daniel has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
RBC CAPITAL MARKETS, LLC
QRIA, INC.
LPL FINANCIAL LLC
PFS INVESTMENTS INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
RBC CAPITAL MARKETS, LLC
QRIA, INC.
LPL FINANCIAL LLC
PFS INVESTMENTS INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
RBC CAPITAL MARKETS, LLC
QRIA, INC.
LPL FINANCIAL LLC
PFS INVESTMENTS INC.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
RBC CAPITAL MARKETS, LLC
QRIA, INC.
LPL FINANCIAL LLC
PFS INVESTMENTS INC.
Years of Experience
44 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
RBC CAPITAL MARKETS, LLC
QRIA, INC.
LPL FINANCIAL LLC
PFS INVESTMENTS INC.
Current Firm
HUB INTERNATIONAL INVESTMENT SERVICES INC. | HUB INTERNATIONAL INVESTMENT SERVICES INC. (HIIS)
Contact Information
Main Address
900 S Capital Of Tx Highway Suite B60, San Rafael, CA 94903Mailing Address
900 S Capital Of Tx Highway, Austin, TX 78746Phone Number
(914) 343-6705Established
Delaware since 12/12/2007Firm Type
CorporationFiscal Year End
DecemberFirm Size
Medium# of Employees
0FINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Similar Advisors
RBC CAPITAL MARKETS, LLC
QRIA, INC.
LPL FINANCIAL LLC
PFS INVESTMENTS INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
RBC CAPITAL MARKETS, LLC
QRIA, INC.
LPL FINANCIAL LLC
PFS INVESTMENTS INC.
State Registrations and Notice Filings
(5/1/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2007About the Series 6 examSRO Registrations
Similar Advisors
RBC CAPITAL MARKETS, LLC
QRIA, INC.
LPL FINANCIAL LLC
PFS INVESTMENTS INC.
CRS (Client Relationship Summary) - BD
Click below to view Daniel Duane Reynolds's CRS (Customer Relationship Summary).
Similar Advisors
RBC CAPITAL MARKETS, LLC
QRIA, INC.
LPL FINANCIAL LLC
PFS INVESTMENTS INC.