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Ronald E Vallow Jr

HUB INTERNATIONAL INVESTMENT SERVICES
AUSTIN, TX
·CRD# 4948582·14 years experience

Professional Summary

Ronald E Vallow Jr, who also goes by Ron Vallow, Ronald E. Vallow Jr., Ronald Ellis Vallow Jr., Ronald E Vallow, is a registered financial advisor currently at HUB INTERNATIONAL INVESTMENT SERVICES INC. located in Austin, Texas. Ronald is registered as a RR (Registered Representative) and started their career in finance in 2012. Ronald has worked at 3 firms and has passed the SIE, Series 99TO and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ron Vallow, Ronald E. Vallow Jr., Ronald Ellis Vallow Jr., Ronald E Vallow

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

HUB INTERNATIONAL INVESTMENT SERVICES INC.·CRD# 150252
BD
900 S Capital Of Tx Highway Suite 350, Austin, TX 78746
September 9, 2021 - Present
FIS BROKERAGE & SECURITIES SERVICES LLC·CRD# 104162
BD
Geneva, IL
January 2, 2014 - September 1, 2021
SUNGARD INSTITUTIONAL BROKERAGE INC.·CRD# 8509
BD
Geneva, IL
January 1, 2012 - December 31, 2013

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Current Firm

HI
HUB INTERNATIONAL INVESTMENT SERVICES INC.

HUB INTERNATIONAL INVESTMENT SERVICES INC. | HUB INTERNATIONAL INVESTMENT SERVICES INC. (HIIS)

CRD#: 150252 / SEC#: 8-68237
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

900 S Capital Of Tx Highway Suite B60, San Rafael, CA 94903

Mailing Address

900 S Capital Of Tx Highway, Austin, TX 78746

Phone Number

(914) 343-6705

Established

Delaware since 12/12/2007

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

# of Employees

0

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
RPW HOLDINGS, LLCSOLE OWNER—
CHURBA, JEFFREY ALANINTERIM PRESIDENT2322410
LEE, MARIANE ASHLEYCCO4532268
VALLOW, RONALD EFINOP, POO, PFO4948582

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 2011About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Ronald E Vallow Jr's CRS (Customer Relationship Summary).

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