Victor W. Pulizzano
Professional summary
Victor W Pulizzano, who also goes by VIc Pulizzano, Victor William Pulizzano, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Doylestown, Pennsylvania and STATE FARM VP MANAGEMENT CORP. located in Wyncote, Pennsylvania.
Victor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Victor has worked at 14 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Victor W Pulizzano's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2024 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 252 W. Swamp Rd Ste 21, Doylestown, PA 18901February 1, 2024 - Present
STATE FARM VP MANAGEMENT CORP.
September 25, 2015 - June 3, 2016
SANTANDER SECURITIES LLC
June 22, 2015 - June 3, 2016
SANTANDER SECURITIES LLC
January 13, 2014 - June 12, 2015
VANGUARD MARKETING CORPORATION
November 2, 2011 - August 22, 2012
CUSO FINANCIAL SERVICES, L.P.
November 1, 2011 - August 22, 2012
CUSO FINANCIAL SERVICES, L.P.
January 19, 2011 - September 30, 2011
CETERA INVESTMENT SERVICES LLC
January 14, 2011 - September 30, 2011
CETERA INVESTMENT SERVICES LLC
November 29, 2007 - May 27, 2010
CETERA INVESTMENT SERVICES LLC
November 27, 2007 - May 27, 2010
CETERA INVESTMENT SERVICES LLC
June 10, 2003 - November 28, 2007
IFMG SECURITIES, INC.
October 1, 2001 - July 22, 2002
BNY MELLON SECURITIES LLC
August 8, 2000 - October 1, 2001
NATHAN & LEWIS SECURITIES, INC.
January 22, 1998 - August 14, 2000
WADDELL & REED
February 3, 1997 - February 9, 1998
JOHN HANCOCK DISTRIBUTORS LLC
October 29, 1990 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
October 29, 1990 - April 11, 1995
PRUCO SECURITIES, LLC.
January 23, 1989 - October 11, 1990
1717 CAPITAL MANAGEMENT COMPANY
July 7, 1982 - April 11, 1995
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/30/2024)
(7/31/2024)
(1/29/2024)
(4/15/2024)
Exams
Series 6TO
Date: 2/1/2024
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
Contact information
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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