Robert J. Panzenbeck
Professional summary
Robert James Panzenbeck, CFP® is a registered financial professional currently at VANDERBILT SECURITIES, LLC located in Glen Cove, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1982. Robert has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert James Panzenbeck's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2018 - Present
VANDERBILT SECURITIES, LLC
Office #1: 3 Highland Road, Suite 1, Glen Cove, NY 11542May 25, 2012 - June 12, 2018
OSAIC WEALTH, INC.
March 28, 2006 - May 30, 2012
NORTH RIDGE SECURITIES CORP.
July 10, 2003 - December 31, 2005
PRIME CAPITAL SERVICES, INC.
March 27, 1996 - April 28, 2003
GOLDIS FINANCIAL GROUP, INC.
January 17, 1985 - November 19, 1986
NATHAN & LEWIS SECURITIES, INC.
June 26, 1984 - March 26, 1996
GUARDIAN INVESTOR SERVICES LLC
August 29, 1983 - April 16, 1984
NATHAN & LEWIS SECURITIES, INC.
May 25, 1983 - July 27, 1983
MACPEG, ROSS, O'CONNELL & GOLDABER, INC.
August 4, 1982 - August 8, 1983
GUARDIAN INVESTOR SERVICES LLC
July 12, 1982 - August 6, 1982
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/8/2018)
(6/8/2018)
(4/21/2025)
Exams
FINRA
Current Firm
VANDERBILT SECURITIES, LLC
CRD#: 5953 / SEC#: , 8-16712
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VANDERBILT CAPITAL, LLC | SOLE OWNER | |
| ANTENOR, JR, DANIEL | CHIEF OPERATIONS OFFICER/OPTIONS/MUNI | 5839052 |
| DISTANTE, STEPHEN ALFRED | CEO - LIMITED PARTNER | 2206574 |
| PLAPP, MEGAN LYNN | FINOP, POO, PFO, CFO | 6790596 |
| THOMAS, MICHELLE DENISE | CHIEF COMPLIANCE OFFICER | 2210435 |
| TRIFILETTI, JOSEPH JOHN | PRESIDENT | 5295897 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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