Donald C. Buzanowski

FIRST BALLANTYNE

Charlotte, NC 28277

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CRD#: 1051257

Professional summary

Donald Charles Buzanowski is a registered financial professional currently at FIRST BALLANTYNE, LLC located in Charlotte, North Carolina.

Donald is registered as a RR (Registered Representative) and started their career in finance in 1982. Donald has worked at 16 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Donald Charles Buzanowski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 10, 2005 - Present

FIRST BALLANTYNE, LLC

Office #1: 13950 Ballantyne Corporate Place, Suite 185, Charlotte, NC 28277Office #2: 13950 Ballantyne Corporate Place Suite 185, Charlotte, NC 28277-2747

CRD#: 125393

Charlotte, NC

Past

November 16, 2000 - January 3, 2005

COASTAL SECURITIES, INC.

CRD#: 27834

HOUSTON, TX

Past

November 13, 1991 - November 2, 2000

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

Past

February 27, 1991 - November 20, 1991

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

February 19, 1991 - November 1, 1991

GMS GROUP

CRD#: 8000

EAST HANOVER, NJ

Past

September 4, 1990 - February 28, 1991

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

January 2, 1990 - September 4, 1990

PRESCOTT, BALL & TURBEN, INC.

CRD#: 7656

Past

March 6, 1989 - January 2, 1990

GULFSTREAM FINANCIAL ASSOCIATES, INC.

CRD#: 19910

Past

October 11, 1988 - January 24, 1990

DAVID LERNER ASSOCIATES, INC.

CRD#: 5397

Past

June 22, 1987 - September 21, 1988

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

June 30, 1986 - July 20, 1987

PHILIPS, APPEL & WALDEN, INC.

CRD#: 659

Past

May 8, 1986 - June 19, 1987

TMA GOVERNMENT SECURITIES, LTD.

CRD#: 15196

Past

February 14, 1986 - June 30, 1986

S. D. COHN & CO.

CRD#: 735

Past

July 10, 1985 - February 10, 1986

TMA GOVERNMENT SECURITIES, LTD.

CRD#: 15196

Past

February 15, 1985 - May 6, 1985

BUTCHER & SINGER INC.

CRD#: 6517

Past

June 29, 1983 - January 7, 1985

UNITED CAPITAL CORPORATION

CRD#: 8268

Past

September 24, 1982 - June 9, 1983

MARCUS, STOWELL & BEYE, INC.

CRD#: 7038

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(1/10/2005)

South Carolina
(8/1/2025)

Exams

State Security Law Exam

Series 63

Date: 7/22/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/18/1982

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FIRST BALLANTYNE, LLC

CRD#: 125393 / SEC#: , 8-65792

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

13950 Ballantyne Corporate Place Suite 185, Charlotte, NC 28277-2747

Mailing Address

13950 Ballantyne Corporate Place Suite 185, Charlotte, NC 28277-2747

Phone number

(704) 927-2900

Established

North Carolina since 12/30/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (6 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
EDWARDS, CHRISTOPHER SCARR	CEO	2613607
FORD, JAMES MICHAEL MR.	PRESIDENT	4778415
ANDERSON, TROY WILLIAM	REGISTERED REPRESENTATIVE	4452390
ALEXANDER III, FRED CALVIN	REGISTERED REPRESENTATIVE	4129726
TEAM, JOHN STEPHEN	CFO, FINOP, CCO	4378014

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Donald C. Buzanowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Donald Charles Buzanowski's CRS (Customer Relationship Summary).

Certified licenses

Experience

COASTAL SECURITIES, INC.

WACHOVIA SECURITIES, INC.

GRUNTAL & CO., L.L.C.

GMS GROUP

WELLS FARGO CLEARING SERVICES, LLC

PRESCOTT, BALL & TURBEN, INC.

GULFSTREAM FINANCIAL ASSOCIATES, INC.

DAVID LERNER ASSOCIATES, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

PHILIPS, APPEL & WALDEN, INC.

TMA GOVERNMENT SECURITIES, LTD.

S. D. COHN & CO.

TMA GOVERNMENT SECURITIES, LTD.

BUTCHER & SINGER INC.

UNITED CAPITAL CORPORATION

MARCUS, STOWELL & BEYE, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/22/1983

SIE

Date: 10/1/2018

Series 7

Date: 9/18/1982

FINRA

Current Firm

FIRST BALLANTYNE, LLC

Contact information

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FIRST BALLANTYNE, LLC

TRUST BUT VERIFY

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