Joel T. Potter
Professional summary
Joel Timm Potter is a registered financial professional currently at SOUTHEAST INVESTMENTS, N.C., INC. located in Charlotte, North Carolina.
Joel is registered as a RR (Registered Representative) and started their career in finance in 1983. Joel has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joel Timm Potter's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 27, 2017 - Present
SOUTHEAST INVESTMENTS, N.C., INC.
Office #1: 820 Tyvola Road, Suite 104, Charlotte, NC 28217September 16, 2015 - April 11, 2017
SUMMIT BROKERAGE SERVICES, INC.
January 4, 2011 - September 29, 2015
J.P. TURNER & COMPANY, L.L.C.
October 17, 1989 - January 7, 2011
HORNOR, TOWNSEND & KENT, LLC
September 9, 1987 - October 12, 1989
CINCINNATI ANALYSTS, INC.
June 18, 1987 - September 28, 1987
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
May 26, 1983 - June 9, 1987
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/16/2020)
(3/27/2017)
(3/27/2017)
(3/27/2017)
(8/25/2017)
(1/6/2023)
(3/27/2017)
(3/29/2017)
Exams
FINRA
Current Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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