Cynthia L. Parris
Professional summary
Cynthia Lee Parris, who also goes by Cynthia Lee Eisberg, Cynthia Parris Eisberg, Cynthia Lee Laturner, Cynthia L Parris, Cynthia Lee Taylor, is a registered financial professional currently at KESTRA INVESTMENT SERVICES, LLC located in St Petersburg, Florida.
Cynthia is registered as a RR (Registered Representative) and started their career in finance in 1982. Cynthia has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Cynthia Lee Parris's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC
July 22, 2022 - October 30, 2024
B. RILEY WEALTH MANAGEMENT
January 21, 2009 - July 22, 2022
NATIONAL SECURITIES CORPORATION
July 2, 2007 - January 23, 2009
BRECEK & YOUNG ADVISORS, INC.
April 29, 1999 - June 28, 2007
BROOKSTREET SECURITIES CORPORATION
January 29, 1997 - May 14, 1999
ELECTRONIC ACCESS DIRECT, INC.
August 23, 1995 - January 13, 1997
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED
May 20, 1982 - July 24, 1995
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/2024)
(10/1/2024)
(10/2/2024)
(10/1/2024)
(10/21/2024)
(10/1/2024)
(10/1/2024)
Exams
FINRA
Current Firm
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046 / SEC#: , 8-49672
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
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