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Mark Elliot Paverman

CRD# 1046105·Registered 1987 - 2026
Suspended: Mark Elliot Paverman was suspended by the FINRA; they may not be permitted to conduct business during the suspension.

Professional Summary

Mark Elliot Paverman, who also goes by Mark Elliot Paverman, Mark Paverman, was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 1987 - 2026. Mark had worked at 44 firms and has passed the Series 63, Series 82TO, Series 99TO, SIE, Series 7, Series 9, Series 10, Series 14, Series 24, Series 4 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark Elliot Paverman, Mark Paverman

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

MARCO POLO SECURITIES LLC·CRD# 46561
BD
New York, NY
March 26, 2026 - July 9, 2026
CAPTIVEX SECURITIES LLC·CRD# 332134
BD
Winter Park, FL
September 4, 2025 - October 17, 2025
FUSEFI CAPITAL, LLC·CRD# 140203
BD
Boston, MA
April 30, 2025 - May 20, 2025
REMSENBURG SECURITIES, LLC·CRD# 322870
BD
New York, NY
September 11, 2024 - November 7, 2024
MARCO POLO SECURITIES LLC·CRD# 46561
BD
New York, NY
May 17, 2024 - October 10, 2025
BEEHIVE TRADING, LLC·CRD# 328623
BD
New York, NY
May 3, 2024 - February 5, 2026
MARCO POLO SECURITIES LLC·CRD# 46561
BD
New York, NY
April 22, 2024 - May 17, 2024
BLEY INVESTMENT GROUP, INC.·CRD# 26678
BD
Fort Worth, TX
March 13, 2024 - May 17, 2024
GRF CAPITAL INVESTORS, INC.·CRD# 24971
BD
Tulsa, OK
February 8, 2024 - October 23, 2024
BAMBOO SECURITIES, LLC·CRD# 318434
BD
New York, NY
January 12, 2024 - August 1, 2025
OCTAURA SECURITIES·CRD# 321877
BD
New York, NY
October 31, 2023 - January 2, 2024
ICG CAPITAL SECURITIES, LLC·CRD# 169661
BD
Charlotte, NC
September 6, 2023 - January 20, 2026
GREENBIRD CAPITAL LLC·CRD# 306692
BD
Boca Raton, FL
August 29, 2023 - July 31, 2024
ALL OPTIONS USA, LLC·CRD# 324086
BD
Austin, TX
August 8, 2023 - February 3, 2025
OAKPOINT SOLUTIONS, LLC·CRD# 171775
BD
Tampa, FL
May 25, 2023 - November 5, 2024
SECURITIZE MARKETS, LLC·CRD# 283256
BD
Miami, FL
April 18, 2023 - June 30, 2023
COLLAGE VENTURE PARTNERS, LLC·CRD# 316063
BD
Miami Beach, FL
March 1, 2023 - September 10, 2025
OPENCASH·CRD# 317007
BD
Haverford, PA
November 22, 2022 - February 28, 2023
CRUSH SECURITIES LLC·CRD# 316407
BD
Boca Raton, FL
November 10, 2022 - July 3, 2025
WINDWARD CAPITAL INC.·CRD# 142245
BD
Princeton, NJ
October 14, 2022 - July 19, 2023
IFP SECURITIES, LLC·CRD# 297287
BD
Tampa, FL
June 2, 2022 - September 7, 2022
IFM (US) SECURITIES, LLC·CRD# 166325
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New York, NY
December 14, 2021 - October 24, 2022
BLUE OCEAN ATS·CRD# 306512
BD
Sea Girt, NJ
October 18, 2021 - February 1, 2024
AQUAS FINANCIAL, LLC·CRD# 311274
BD
Plano, TX
August 12, 2021 - January 19, 2023
INTELLIGENT CROSS LLC·CRD# 288946
BD
Stamford, CT
July 6, 2021 - February 5, 2026
SYNAPSE BROKERAGE LLC·CRD# 137662
BD
San Antonio, TX
January 26, 2021 - January 13, 2025
OAKPOINT SOLUTIONS, LLC·CRD# 171775
BD
Tampa, FL
January 7, 2020 - February 28, 2023
DINOSAUR FINANCIAL GROUP, L.L.C·CRD# 104446
BD
New York, NY
January 3, 2020 - October 18, 2021
INTL FCSTONE CREDIT TRADING LLC·CRD# 41025
BD
New York, NY
January 17, 2019 - May 1, 2019
STONEX SECURITIES INC.·CRD# 18456
BD
Birmingham, AL
October 27, 2016 - July 16, 2019
STERNE, AGEE & LEACH, INC.·CRD# 791
BD
Boca Raton, FL
October 6, 2016 - August 29, 2017
INTL CUSTODY & CLEARING SOLUTIONS INC.·CRD# 23952
BD
Winter Park, FL
October 6, 2016 - July 5, 2018
STONEX FINANCIAL INC.·CRD# 45993
BD
Boca Raton, FL
January 27, 2015 - July 16, 2019
THE VERTICAL GROUP·CRD# 104353
BD
Red Bank, NJ
August 26, 2011 - January 23, 2015
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
May 23, 2011 - August 18, 2011
G-2 TRADING,LLC·CRD# 44018
BD
New York, NY
September 3, 2009 - September 30, 2009
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
February 29, 2008 - March 11, 2010
RBC CAPITAL MARKETS CORPORATION·CRD# 6579
BD
New York, NY
October 2, 2007 - February 29, 2008
SG AMERICAS SECURITIES, LLC·CRD# 128351
BD
New York, NY
December 1, 2006 - October 3, 2007
UBS CLEARING SERVICES CORPORATION·CRD# 44883
BD
New York, NY
October 12, 2005 - October 6, 2006
FIVE ARROWS CAPITAL MARKETS LLC·CRD# 103806
BD
New York, NY
March 15, 2004 - November 22, 2006
ABN AMRO INCORPORATED·CRD# 15776
BD
New York, NY
March 2, 2004 - November 22, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
January 31, 2004 - March 2, 2004
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
October 4, 2000 - July 3, 2002
DB ALEX. BROWN LLC·CRD# 17790
BD
Baltimore, MD
May 1, 1995 - October 4, 2000
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
May 16, 1988 - September 12, 1994
NATIONAL FINANCIAL SERVICES LLC·CRD# 13041
BD
April 29, 1987 - March 19, 1988

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Current Firm

MP
MARCO POLO SECURITIES LLC

DEVINE SECURITIES INC. | MARCO POLO SECURITIES LLC | MARCO POLO SECURITIES INC. | INVESTABLE OCEANS

CRD#: 46561 / SEC#: 8-51480
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1230 Avenue Of Am 16th Floor, New York, NY 10020

Mailing Address

1230 Avenue Am 16th Floor, New York, NY 10020

Phone Number

(347) 773-4959

Established

Delaware since 12/31/2025

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (36 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MARCO POLO EXCHANGE INCOWNER—
CARLSON, STEVEN JACKCHIEF EXECUTIVE OFFICER2026011
MACK, ALEXANDER HERBERTFINOP4805607
ZAK, STEPHEN PETERCHIEF COMPLIANCE OFFICER2423424

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1987About the Series 63 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed May 2023About the Series 82TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1987About the Series 7 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2023About the Series 9 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 14 — Compliance Officer Examination

Passed Sep 2005About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed May 2002About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Jul 1996About the Series 4 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Nov 1987

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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