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JG

James J. Greico

QUATTRO M SECURITIES
New York, NY 10017
Some features on this profile are disabled
CRD#: 1042380
JG

Professional summary

James John Greico is a registered financial professional currently at QUATTRO M SECURITIES INC. located in New York, New York.

James is registered as a RR (Registered Representative) and started their career in finance in 1982. James has worked at 15 firms and has passed the SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James John Greico's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 29, 2020 - Present

QUATTRO M SECURITIES INC.

Office #1: 501 Fifth Avenue 15th Floor, New York, NY 10017
BD
CRD#: 39289
New York, NY
Past

March 8, 2017 - June 1, 2018

DRIVEWEALTH INSTITUTIONAL LLC

BD
CRD#: 33038
NEW YORK, NY
Past

May 14, 2014 - May 20, 2015

EASTGATE SECURITIES, LLC

BD
CRD#: 146671
NEW YORK, NY
Past

June 8, 2005 - September 29, 2005

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

June 8, 2005 - September 29, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

December 1, 2001 - June 7, 2005

SOURCE CAPITAL GROUP, INC.

BD
CRD#: 36719
WESTPORT, CT
Past

August 30, 2001 - December 1, 2001

MERIT CAPITAL ASSOCIATES, INC.

BD
CRD#: 30576
WESTPORT, CT
Past

January 5, 1996 - October 1, 1999

A.S. GOLDMEN & CO., INC.

BD
CRD#: 23180
RED BANK, NJ
Past

March 11, 1993 - January 7, 1994

HANOVER, STERLING & COMPANY LTD.

BD
CRD#: 15491
NEW YORK, NY
Past

April 30, 1991 - December 3, 1991

INTESA SANPAOLO IMI SECURITIES CORP.

BD
CRD#: 19418
NEW YORK, NY
Past

September 5, 1986 - April 30, 1991

MABON, NUGENT & CO.

BD
CRD#: 2617
Past

October 26, 1984 - August 28, 1986

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635
Past

May 9, 1983 - December 2, 1983

OPPENHEIMER & CO. INC.

BD
CRD#: 249
Past

October 4, 1982 - May 9, 1983

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
Past

April 29, 1982 - October 8, 1982

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 6/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/14/2014
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/5/2017
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
New York Stock Exchange

Current Firm

QM
QUATTRO M SECURITIES INC.
QUATTRO M SECURITIES INC.

CRD#: 39289 / SEC#: , 8-48629

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
501 Fifth Avenue 15th Floor, New York, NY 10017
Mailing Address
735 Ridgefield Road, Wilton, CT 06897
Phone number
(212) 402-1441
Established
New York since 12/07/1994
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (15 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MAURO, EUGENE LOUISEXECUTIVE COMMITTEE CHAIRMAN
LANGE, KATHLEEN ASHCHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER4474328
LEONARD, JUSTIN KERNCHIEF COMPLIANCE OFFICER, CEO4407585

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QUATTRO M SECURITIES INC.

CRD#: 39289New York, NY 10017

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