Thomas G. Faranda

HUDSON VIEW ADVISORS

Croton-on-hudson, NY 10520

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CRD#: 1040746

Professional summary

Thomas Gerard Faranda is a registered financial advisor currently at HUDSON VIEW ADVISORS, LLC located in Croton-on-hudson, New York.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Thomas has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT SELLING DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE 6 WEEKDAY AND 2 EVENING/WEEKEND HOURS STARTED 01/1985.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Gerard Faranda's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 5, 2021 - Present

HUDSON VIEW ADVISORS, LLC

Office #1: 132 Maple St. 2nd Fl., Croton-on-hudson, NY 10520

RIA

CRD#: 288839

Croton-on-hudson, NY

Past

March 25, 2017 - October 3, 2017

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

CROTON, NY

Past

March 25, 2017 - October 3, 2017

MML INVESTORS SERVICES, LLC

CRD#: 10409

CROTON, NY

Past

January 2, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

CROTON, NY

Past

January 2, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

CROTON, NY

Past

June 21, 2002 - January 2, 2015

NEW ENGLAND SECURITIES

RIA

CRD#: 615

CROTON, NY

Past

February 16, 1983 - January 2, 2015

NEW ENGLAND SECURITIES

CRD#: 615

CROTON, NY

Past

April 19, 1982 - January 26, 1983

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HUDSON VIEW ADVISORS, LLC

CRD#: 288839 / SEC#: 801-111035

RIA

Registered Investment Advisory firm - (8/22/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(10/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/28/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/3/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/21/1984

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/16/1982

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HUDSON VIEW ADVISORS, LLC

CRD#: 288839 / SEC#: 801-111035

RIA

Registered Investment Advisory firm - (8/22/2017 Approved)

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Contact information

Main Address

132 Maple St. 2nd Fl., Croton-on-hudson, NY 10520

Mailing Address

Phone number

(914) 827-0051

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-HUDSON VIEW ADVISORS, LLC (3/12/2025)

Regulatory assets under management

Total Number of Accounts	211
AUM (Assets Under Management)	$ 53,891,441

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas G. Faranda

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Gerard Faranda's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

HUDSON VIEW ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/28/2012

SIE

Date: 10/3/2017

Series 7

Date: 1/21/1984

Series 6

Date: 4/16/1982

Current Firm

HUDSON VIEW ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HUDSON VIEW ADVISORS, LLC

TRUST BUT VERIFY

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