Frank Fileccia
Professional summary
Frank Fileccia is a registered financial professional currently at HEROLD & LANTERN INVESTMENTS, INC. located in Melville, New York.
Frank is registered as a RR (Registered Representative) and started their career in finance in 1982. Frank has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frank Fileccia's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 12, 2008 - Present
HEROLD & LANTERN INVESTMENTS, INC.
Office #1: 35 Pinelawn Road Suite 101e, Melville, NY 11747June 27, 2001 - January 28, 2008
HAPOALIM SECURITIES USA, INC.
March 3, 1991 - June 27, 2001
HERZOG, HEINE, GEDULD, LLC
March 1, 1991 - March 25, 1991
HERZOG, HEINE, GEDULD, LLC
May 9, 1988 - March 4, 1991
GRUNTAL & CO., L.L.C.
September 26, 1985 - May 13, 1988
MULLER AND COMPANY, INC.
June 22, 1982 - October 8, 1985
W.A. CAPITAL MARKETS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/21/2015)
(1/2/2014)
(4/21/2015)
(3/2/2016)
(1/4/2023)
(3/31/2015)
(4/21/2015)
(1/4/2023)
(1/2/2014)
(5/23/2008)
(4/21/2015)
(10/26/2015)
(1/8/2013)
(8/3/2015)
(4/21/2015)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/16/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
HEROLD & LANTERN INVESTMENTS, INC.
CRD#: 30996 / SEC#: , 8-45285
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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