SK
Sanford B. Krilov
CETERA INVESTMENT ADVISERS LLC
NEW ORLEANS, LA
Some features on this profile are disabled
CRD#: 1040028
SK
Professional summary
Sanford Bart Krilov, who also goes by Sandy Krilov, Sanford B Krilov, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in New Orleans, Louisiana and CETERA WEALTH SERVICES, LLC located in New Orleans, Louisiana.
Sanford is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Sanford has worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sandy Krilov | Sanford B Krilov
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NAME OF ENTITY:AARP; No; 2475 CANAL STREET; NEW ORLEANS; LA; 70119; Tax Returns; Tax Preparer; 2/10/1983; 8; 8; Completing tax returns on aged and indigent 2. NAME OF ENTITY:Jan Michaels II, LLC; No; 98 E PARK PLACE; NEW ORLEANS; LA; 70124; REAL ESTATE MANAGEMENT.; OWNER; 7/5/2012; 0; 0; MANAGE REAL ESTATE 3. NAME OF ENTITY:BELBA RYDER, L.L.C; No; 98 E PARK PLACE; NEW ORLEANS; LA; 70124; Real Estate Management; Owner; 1/1/1983; 4; 4; MANAGE REAL ESTATE 4. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 98 E PARK PLACE; NEW ORLEANS; LA; 70124; Fixed insurance sales; INDEPENDENT INSURANCE AGENT; 11/19/1974; 160; 160; Sales of fixed insurance and MEDICARE PRODUCTS. 5. NAME OF ENTITY: MoGlo LLC; No; 98 E PARK PLACE; NEW ORLEANS; LA; 70124; REAL ESTATE MANAGEMENT; EXECUTOR; 5/9/2014; 1; 0; MANAGE REAL ESTATE 6. NAME OF ENTITY: sanbarK, LLC; No; 98 East Park Place; New Orleans; LA; 70124; REAL ESTATE MANAGEMENT; Owner; 6/10/2019; 10; 2; MANAGE REAL ESTATE 7. NAME OF ENTITY: InFre; No; 98 East Park Place; New Orleans; LA; 701243710; Non-Profit Organization; Volunteer; 11/30/2020; 1; 0; Participating in periodic item writing & review sessions with retirement planning profession subject matter experts. 8. NAME OF ENTITY: Shir Chadash Conservative Congregation; No; 3737 W ESPLANADE AVE; METAIRIE; LA; 70002; NON-PROFIT ORGANIZATION; PAST PRESIDENT; 1/22/2017; 0; 0; HONORARY BOARD MEMBER, ATTEND MEETINGS 9. NAME OF OTHER BUSINESS: SANFORD KRILOV FINANCIAL, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES/DBA START DATE: 01/01/2022 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: COUNSEL CLIENTS ON ADVISORY ACCOUNTS, SELL MUTUAL FUNDS, VARIABLE ANNUITIES AND INSURANCE PRODUCTS; 10: NAME OF OTHER BUSINESS: SHIR CHADASH CONSERVATIVE CONGREGATION, INVESTMENT RELATED: NO, ADDRESS: 3737 W. ESPLANADE AV NORTH, METAIRIE, LA 70002, NATURE OF BUSINESS: NON-PROFIT, START DATE: 01/2025, POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 3, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS FOR TAKING ACTIONS, HANDLING AFFAIRS, SETTING POLICIES & IMPLEMENTING FUNCTIONS;
CRS (Client Relationship Summary) - RIA
Click below to view Sanford Bart Krilov's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
NEW ORLEANS, LA
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
NEW ORLEANS, LA
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
August 18, 2009 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
NEW ORLEANS, LA
Past
January 1, 2004 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
NEW ORLEANS, LA
Past
May 26, 2000 - January 1, 2004
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
March 23, 1999 - May 24, 2000
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
June 10, 1982 - December 31, 1998
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/9/2021)
RR
Louisiana(6/9/2021)
IAR
Louisiana(6/29/2023)
RR
New York(6/9/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/26/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
