TC
Timothy L. Cope
KESTRA ADVISORY SERVICES
SOUTH BURLINGTON, VT 05403
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CRD#: 1039310
TC
Professional summary
Timothy Lee Cope is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in South Burlington, Vermont and KESTRA INVESTMENT SERVICES, LLC located in South Burlington, Vermont.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Timothy has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: NFP Corporate Services (NY), LLC Investment Related: Yes Address: 620 Hinesburg Road, Suite 200 South Burlington VT 05403 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Broker Start Date: 3/18/2015 Hours per month: (49hrs) Hours per month during trading hours: (43hrs) Duties: comprehensive investment review of securities, insurance and employee benefits Name: Temple Sinai Investment Related: No Address: 500 Swift Street So. Burlington VT 05403 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Other,Moved to Other from Officer Start Date: 12/11/2010 Hours per month: (16hrs) Hrs per month during trading hrs: (14hrs) Duties: Monthly meetings making decisions for the organization Business Name: Cope Insurance Agency, LLC Investment Related: Yes Address: 620 Hinesburg Road, Suite 200 South Burlington VT 05403 Nature of Business: Insurance Position, Title or Relationship: Member/owner Start Date: 11/1/1982 Hours per month: (64hrs) Hrs per month during trading hrs: (56hrs) Duties: Same as with Fleischer Jacobs Group Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: (160hrs) Hrs per month during trading hrs: (160hrs) Duties: Investment advisory services Name: Cope Insurance, LLC DBA NFP. Investment Related: Yes Address: 620 Hinesburg Road, Suite 200 So. Burlington VT 05407 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Client's advisor Start Date: 5/5/2020 Hours per month: (16hrs) Hrs per month during trading hrs: (14hrs) Duties: Researching and reviewing Life Settlement offers for client, presenting the options to the client. Name: FINNEY CROSSING HOA POSITION: Board member & Treasurer NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NoOfHrs: 16 SECURITIES TRADING HOURS: 14 START DATE: 01/01/2021 ADDRESS: Zephyr Lane, Williston VT 05495 DESCRIPTION: Review financial Statements prepared by our management company. Also monitor expenses and income relative to our budget.Participate in other board decisions. Name: HNY CLUB POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/05/2021 ADDRESS: 1335 Ave of Americas, NYC NY 10019 DESCRIPTION: Attend two board meetings. Review and approve annual budget prepared by Hilton Grand Vacations. Involved in owner communications. Name: COPE & ASSOCIATES POSITION: Secretary NATURE: Consulting INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1992 ADDRESS: 108 Maidstone Lane, Williston VT 05495, United States DESCRIPTION: Make sure annual filings for Vermont are submitted. I do not serve any active role in the business.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Lee Cope's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 20, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 620 Hinesburg Rd. Suite 200, South Burlington, VT 05403RIA
CRD#: 283330
SOUTH BURLINGTON, VT
Current
April 1, 2003 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 620 Hinesburg Rd. Suite 200, South Burlington, VT 05403BD
CRD#: 42046
South Burlington, VT
Past
June 9, 2006 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
October 28, 1999 - April 8, 2003
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
NEW YORK, NY
Past
May 1, 1996 - October 29, 1999
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Past
August 15, 1994 - May 6, 1996
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
ATLANTA, GA
Past
April 29, 1982 - August 15, 1994
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(4/27/2023)
RR
Connecticut(4/1/2003)
RR
Florida(6/24/2016)
RR
Massachusetts(4/1/2003)
RR
New York(9/30/2003)
RR
Pennsylvania(4/1/2003)
RR
Texas(8/30/2012)
RR
Vermont(4/9/2003)
IAR
Vermont(4/20/2016)
RR
Virginia(4/1/2003)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330South Burlington, VT 05403TRUST BUT VERIFY
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