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DW

Donald A. Wojnowski

PAULSON INVESTMENT COMPANY LLC
St. Petersburg, FL 33701
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CRD#: 1037990
DW

Professional summary


Donald Anthony Wojnowski, who also goes by Donald Anthony Wojnowski Jr, is a registered financial professional currently at PAULSON INVESTMENT COMPANY LLC located in St. Petersburg, Florida.

Donald is registered as a RR (Registered Representative) and started their career in finance in 1982. Donald has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 79, Series 3, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Donald Anthony Wojnowski Jr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Donald Anthony Wojnowski's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 24, 2015 - Present

PAULSON INVESTMENT COMPANY LLC

Office #1: 150 Second Ave. N. Suite 1550, St. Petersburg, FL 33701
BD
CRD#: 5670
St. Petersburg, FL
Past

February 10, 2017 - June 23, 2017

PAULSON INVESTMENT COMPANY LLC

RIA
CRD#: 5670
NEW YORK, NY
Past

March 5, 2015 - November 12, 2015

HALEN CAPITAL

BD
CRD#: 135966
New York, NY
Past

January 11, 2013 - March 17, 2015

NEWPORT COAST SECURITIES, INC.

RIA
CRD#: 16944
NEW YORK, NY
Past

December 17, 2012 - March 17, 2015

NEWPORT COAST SECURITIES, INC.

BD
CRD#: 16944
NEW YORK, NY
Past

April 3, 2012 - November 9, 2012

ARISTON WEALTH MANAGEMENT, L.P.

RIA
CRD#: 158220
CHICAGO, IL
Past

March 2, 2012 - April 3, 2012

ARISTON WEALTH MANAGEMENT, L.P.

RIA
CRD#: 158220
NEW YORK, NY
Past

May 11, 2011 - November 9, 2012

WINDSOR STREET CAPITAL, LP

BD
CRD#: 34171
NEW YORK, NY
Past

January 26, 2011 - May 9, 2011

INTERNATIONAL ASSETS ADVISORY, LLC

BD
CRD#: 10645
ORLANDO, FL
Past

September 30, 2010 - March 29, 2011

ANDERSON & STRUDWICK, INCORPORATED

RIA
CRD#: 48
INDIALANTIC, FL
Past

July 1, 2010 - March 29, 2011

ANDERSON & STRUDWICK, INCORPORATED

BD
CRD#: 48
INDIALANTIC, FL
Past

November 12, 2008 - July 8, 2010

JESUP & LAMONT SECURITIES CORP

RIA
CRD#: 39056
INDIALANTIC, FL
Past

October 13, 2008 - July 8, 2010

JESUP & LAMONT SECURITIES CORP

BD
CRD#: 39056
INDIALANTIC, FL
Past

February 9, 2007 - May 12, 2008

JESUP & LAMONT SECURITIES CORP

BD
CRD#: 39056
LONGWOOD, FL
Past

January 31, 2005 - December 31, 2008

JESUP & LAMONT ADVISORS

RIA
CRD#: 108006
LONGWOOD, FL
Past

January 5, 1993 - December 31, 2008

EMPIRE FINANCIAL GROUP, INC.

BD
CRD#: 28759
LONGWOOD, FL
Past

January 4, 1988 - April 1, 1992

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

May 26, 1987 - January 9, 1988

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

June 22, 1983 - June 3, 1987

E. F. HUTTON & COMPANY INC

BD
CRD#: 235
Past

July 15, 1982 - August 25, 1986

SIGNATOR INVESTORS, INC.

BD
CRD#: 468

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(6/8/2018)
RR
California
(1/21/2016)
RR
Colorado
(1/14/2021)
RR
Connecticut
(2/26/2016)
RR
Delaware
(8/23/2016)
RR
District of Columbia
(12/1/2017)
RR
Florida
(12/2/2015)
RR
Georgia
(7/11/2016)
RR
Hawaii
(4/25/2025)
RR
Illinois
(3/29/2016)
RR
Indiana
(8/15/2016)
RR
Iowa
(6/4/2018)
RR
Louisiana
(1/14/2016)
RR
Maine
(7/15/2016)
RR
Maryland
(3/7/2016)
RR
Massachusetts
(4/4/2025)
RR
Michigan
(1/22/2016)
RR
Minnesota
(2/5/2018)
RR
New Jersey
(1/19/2016)
RR
New Mexico
(6/11/2018)
RR
New York
(11/24/2015)
RR
North Carolina
(1/26/2016)
RR
Ohio
(2/26/2019)
RR
Pennsylvania
(7/18/2016)
RR
Puerto Rico
(10/13/2017)
RR
South Carolina
(3/4/2025)
RR
South Dakota
(4/12/2023)
RR
Texas
(1/13/2016)
RR
Virginia
(7/13/2016)
RR
Washington
(1/29/2018)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 7/12/2001
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


PI
PAULSON INVESTMENT COMPANY LLC
PAULSON INVESTMENT COMPANY LLC | PAULSON WEALTH ADVISORS | PAULSON INVESTMENT COMPANY, LLC | PAULSON INVESTMENT COMPANY, INC.

CRD#: 5670 / SEC#: 801-107194, 8-26807

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
10220 Sw Greenburg Rd Suite 465, Lake Oswego, OR 97035
Mailing Address
10220 Sw Greenburg Rd Suite 380, Portland, OR 97223
Phone number
(503) 243-6000
Established
Delaware since 03/23/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
PAULSON CAPITAL HOLDING COMPANY, LLCOWNER
CLARK, CHRISTOPHER STEVENCHAIRMAN, ELECTED MANAGER1952666
PARIGIAN, THOMAS STEWARTELECTED MANAGER1398840
SETTEDUCATI, ROBERT JOSEPHELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT1352722
DAVIS, TRENT DONALDCHIEF EXECUTIVE OFFICER2137171
RASMUSSEN, KATHLEEN HATLELICHIEF COMPLIANCE OFFICER2608755
WINKS, MALCOLM ALEXANDERPRESIDENT AND CFO/FINOP5153752

Disclosures


Regulatory Event35
Civil Event1
Arbitration8
Bond1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PAULSON INVESTMENT COMPANY LLC

CRD#: 5670St. Petersburg, FL 33701

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