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Charles Andrew Langalis

CRD# 1036442·Registered 1982 - 2020
Previously Registered: Being a previously registered professional could mean that Charles is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Charles Andrew Langalis was a registered financial advisor. Charles was a previously registered financial professional and started their career in finance 1982 - 2020. Charles had worked at 12 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

Past

BB SECURITIESPast·CRD# 132701
BD
New York, NY
August 4, 2008 - December 7, 2020
KAUPTHING SECURITIES, INC.Past·CRD# 104429
BD
New York, NY
July 26, 2005 - March 28, 2008
PORTIGON SECURITIES INC.Past·CRD# 10050
BD
New York, NY
January 4, 2005 - May 9, 2005
INSTINET, LLCPast·CRD# 42886
BD
New York, NY
May 26, 2004 - January 3, 2005
MULTITRADE SECURITIES LLCPast·CRD# 47485
BD
New York, NY
January 4, 2003 - October 27, 2003
ROBERT FLEMING INC.Past·CRD# 1711
BD
New York, NY
August 10, 2000 - January 3, 2001
COMMERZ MARKETS LLCPast·CRD# 41957
BD
New York, NY
February 26, 1998 - August 2, 2000
CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059
BD
New York, NY
November 28, 1997 - February 9, 1998
SALOMON BROTHERS INC.Past·CRD# 740
BD
New York, NY
February 25, 1994 - February 9, 1998
SERFIN SECURITIES,INC.Past·CRD# 16683
BD
New York, NY
October 9, 1991 - March 4, 1994
ADVEST, INC.Past·CRD# 10
BD
Hartford, CT
July 24, 1989 - November 30, 1990
PRUDENTIAL EQUITY GROUP, LLCPast·CRD# 7471
BD
February 26, 1982 - December 10, 1988

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Current Firm

BS
BB SECURITIES

BANCO DO BRASIL SECURITIES LLC | BB SECURITIES

CRD#: 132701 / SEC#: 8-66625
Florida
Registered Investment Advisory firm - SEC (9/6/2022 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

2 South Biscayne Blvd. Suite #3150, Miami, FL 33131

Mailing Address

2 South Biscayne Blvd. Suite #3150, Miami, FL 33131

Phone Number

(407) 608-1780

Established

New York since 07/12/1995

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

# of Employees

11

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BANCO DO BRASIL S.A.SOLE MEMBER—
ABREU, JULIANO MARCATTO DEMEMBER OF THE BOARD OF DIRECTORS7971425
FRANCA, MELISSA BUENOCHIEF COMPLIANCE OFFICER & AMLCO5185735
GOMES DA SILVA, MARCELO HENRIQUEMEMBER OF THE BOARD OF DIRECTORS8315019
INCERROMEO, MARIA ESTIBALIZCHIEF INVESTMENT OFFICER5885341
MOREIRA, JEFERSON MUNHOZCHIEF OPERATING OFFICER5083219
PERRONE LOPES, MARIO ROBERTOMEMBER OF THE BOARD OF DIRECTORS8262918
PORTNOFF, DAVID ROSSFINANCIAL OPERATIONS PRINCIPAL AND PRINCIPAL FINANCIAL OFFICER2977967
RIOS NOGALES GARCES, FABIO LUISPRINCIPAL OPERATIONS OFFICER5788772
ROSSI, GUILHERME ALEXANDREMEMBER OF THE BOARD OF DIRECTORS7824752
SILVA ROSOSTOLATO, DIOGOCHIEF EXECUTIVE OFFICER7629292
VEZZARO, JULIO CESARMEMBER OF THE BOARD OF DIRECTORS7425235
0

Disclosures

Civil Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1991About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jul 2022About the Series 7TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jul 2022About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jul 2022About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1982About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2022About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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