Gregory A. Roberson
Professional summary
Gregory Albert Roberson, who also goes by Greg Roberson, is a registered financial professional currently at THE TAVENNER COMPANY located in Springfield, Ohio.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1984. Gregory has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Albert Roberson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2018 - Present
THE TAVENNER COMPANY
Office #1: 4910 Old Mechanicsburg Rd., Springfield, OH 45502August 18, 2003 - December 31, 2006
BTS ASSET MANAGEMENT, INC.
July 24, 2002 - December 31, 2017
W. H. COLSON SECURITIES, INC.
January 10, 2002 - July 23, 2002
NORTHEAST SECURITIES, LLC
January 24, 1997 - December 31, 2001
INVESTORS CAPITAL CORP.
June 1, 1996 - December 31, 1996
WALNUT STREET SECURITIES, INC.
March 18, 1996 - June 1, 1996
NORTH AMERICAN MANAGEMENT, INC.
September 29, 1992 - December 31, 1994
NORTH AMERICAN MANAGEMENT, INC.
May 10, 1984 - October 15, 1991
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/8/2018)
(1/25/2024)
(1/22/2018)
Exams
FINRA
Current Firm
THE TAVENNER COMPANY
CRD#: 18004 / SEC#: , 8-41206
Contact information
FINRA licenses (24 States and Territories)
Red Flags
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