John T. Inglesby
Professional summary
John Thomas Inglesby is a registered financial professional currently at CTL SECURITIES LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1982. John has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Thomas Inglesby's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 2009 - Present
CTL SECURITIES LLC
Office #1: 521 Fifth Ave 17th Floor, New York, NY 10175-1799January 19, 2000 - September 14, 2006
DUBLIND SECURITIES, INC.
June 29, 1998 - September 14, 1998
UBS SECURITIES LLC
March 26, 1982 - June 29, 1998
SBC WARBURG DILLON READ INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/22/2009)
(11/19/2009)
(10/22/2009)
(11/19/2009)
(11/19/2009)
(10/22/2009)
(11/16/2010)
(11/19/2009)
(10/22/2009)
(11/19/2009)
(11/19/2009)
(11/19/2009)
(10/22/2009)
(11/16/2010)
(11/19/2009)
(11/19/2009)
(11/19/2009)
(10/22/2009)
(11/19/2009)
(11/19/2009)
(11/16/2010)
(11/19/2009)
(11/19/2009)
(11/19/2009)
(11/19/2009)
(11/19/2009)
(11/12/2009)
(11/19/2009)
(11/19/2009)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CTL SECURITIES LLC
CRD#: 147369 / SEC#: , 8-67900
Contact information
FINRA licenses (29 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
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