John M. Gaglione
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Michael Gaglione was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1991. John had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2016 - September 30, 2024
BONDS.COM LLC
November 4, 2010 - October 6, 2014
TRADITION SECURITIES AND DERIVATIVES LLC
November 1, 2010 - June 15, 2016
AVATAR CAPITAL GROUP LLC
February 26, 2009 - November 1, 2010
TRADITION SECURITIES AND DERIVATIVES LLC
October 19, 1995 - February 26, 2009
TP ICAP GLOBAL MARKETS AMERICAS LLC
March 29, 1994 - October 16, 1995
CEDAR STREET SECURITIES CORP.
February 14, 1991 - March 31, 1994
TP ICAP GLOBAL MARKETS AMERICAS LLC
State Registrations and Notice Filings
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Exams
Current Firm
BONDS.COM LLC
CRD#: 43875 / SEC#: , 8-50451
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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