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JG

John Michael Gaglione

CRD# 1032592·Registered 1991 - 2024
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Michael Gaglione was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1991 - 2024. John had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years registered in the securities industry

Current & Past Employments

Past

BONDS.COM LLCPast·CRD# 43875
BD
New York, NY
August 8, 2016 - September 30, 2024
AVATAR CAPITAL GROUP LLCPast·CRD# 150136
BD
Jersey City, NJ
November 1, 2010 - June 15, 2016
TRADITION SECURITIES AND DERIVATIVES LLCPast·CRD# 28269
BD
New York, NY
November 4, 2010 - October 6, 2014
TRADITION SECURITIES AND DERIVATIVES LLCPast·CRD# 28269
BD
New York, NY
February 26, 2009 - November 1, 2010
TP ICAP GLOBAL MARKETS AMERICAS LLCPast·CRD# 2762
BD
Jersey City, NJ
October 19, 1995 - February 26, 2009
CEDAR STREET SECURITIES CORP.Past·CRD# 26600
BD
New York, NY
March 29, 1994 - October 16, 1995
TP ICAP GLOBAL MARKETS AMERICAS LLCPast·CRD# 2762
BD
New York, NY
February 14, 1991 - March 31, 1994

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Current Firm

BL
BONDS.COM LLC

BONDS.COM LLC | PEDESTAL CAPITAL, INC. | PEDESTAL CAPITAL MARKETS, INC. | MTS MARKETS INTERNATIONAL, INC. | BONDS.COM, INC.

CRD#: 43875 / SEC#: 8-50451
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

32 Old Slip 34th Floor, New York, NY 10005

Mailing Address

32 Old Slip 34th Floor, New York, NY 10005

Phone Number

(212) 257-4062

Established

Delaware since 06/30/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
TRADITION AMERICA HOLDINGS INC. (TAH")MEMBER—
DOHERTY, JAMES HUGHPRINCIPAL OPERATIONS OFFICER4197747
FIORIO, ROBERT ANTHONYFINOP5525052
PACHECO, ROGER IICHIEF COMPLIANCE OFFICER1312459
PARKER, DAVID NELSONCEO4349441

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1991About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1991About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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