BV
Bruce E. Vermeulen
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
EVERGREEN, CO 80439
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CRD#: 1031153
BV
Professional summary
Bruce Ernest Vermeulen is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Evergreen, Colorado and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Evergreen, Colorado.
Bruce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Bruce has worked at 12 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.INDEPENDENT INSURANCE AGENT, 30296 BUFFALO PARK RD. EVERGREEN, CO, 6/1982 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2 HR/MO - 0/TRADING. 2.VERMEULEN CONSULTING INC. 30296 BUFFALO PARK RD. EVERGREEN, CO 80439. BEGAN 11/27/2001 AS PRESIDENT DOING MISCELLANEOUS CHECKING AND ADMINISTRATIVE FUNCTIONS ARE HANDLED FOR PERSONAL HOUSEHOLD ACCOUNTS. NOT INVESTMENT RELATED. DEVOTES 5 HRS/WK. NONE DURING TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 11/2010 AS ADVISORY REP OF A RIA. INV REL - 30 HR/WK - 6/TRADING. 4.RIDERDOWN FOUNDATION, 30296 BUFFALO PARK RD., EVERGREEN, CO 80439. BEGAN 6/1/2005 AS A PRESIDENT/BOARD MEMBER OF RDF, WHO CANNOT ACT ON BEHALF OF RDF WITHOUT PERMISSION OF THE OTHER BOARD MEMBERS. NOT INVESTMENT RELATED. DEVOTES 10HR/WK, 0/TRADE. 5.CENTENNIAL CAPITAL PARTNERS, 30296 BUFFALO PARK RD, EVERGREEN CO 80439, 10/2023, Investment Advisor Representative, Using a Trade Name/dba, NIR, 40 HR/MO - 40 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Bruce Ernest Vermeulen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 9, 2010 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 30296 Buffalo Pard Rd, Evergreen, CO 80439RIA
CRD#: 134139
EVERGREEN, CO
Current
November 9, 2010 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
EVERGREEN, CO
Past
April 28, 2005 - November 11, 2010
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
EVERGREEN, CO
Past
April 28, 2005 - November 11, 2010
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
EVERGREEN, CO
Past
June 6, 2003 - January 28, 2005
GLOBAL PLANNING INC
RIA
CRD#: 111467
LAKEWOOD, CO
Past
January 1, 1999 - April 28, 2005
LPL FINANCIAL LLC
RIA
CRD#: 6413
EVERGREEN, CO
Past
January 16, 1996 - April 28, 2005
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
March 10, 1989 - January 24, 1996
OMNIVEST, INC.
BD
CRD#: 13396
DENVER, CO
Past
February 9, 1988 - March 11, 1989
PFG SECURITIES, INC.
BD
CRD#: 15401
Past
December 24, 1987 - February 23, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
May 8, 1985 - December 24, 1987
FINANCIAL PLANNERS EQUITY CORPORATION
BD
CRD#: 7420
Past
April 18, 1984 - May 20, 1985
MOUNTAIN STATES INVESTMENTS, INC.
BD
CRD#: 7881
Past
June 3, 1982 - May 21, 1984
MUTUAL FUNDS ASSOCIATES INC.
BD
CRD#: 2856
Past
March 12, 1982 - July 15, 1982
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(8/1/2025)
RR
Colorado(11/9/2010)
IAR
Colorado(11/9/2010)
RR
New York(11/9/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
