MM
Mitchell I. Merber
CETERA INVESTMENT ADVISERS LLC
UNIONDALE, NY 11553
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CRD#: 1030871
MM
Professional summary
Mitchell Irwin Merber is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Uniondale, New York and CETERA WEALTH SERVICES, LLC located in Uniondale, New York.
Mitchell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Mitchell has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ALLIED WEALTH PARTNERS; 50 LINDBERGH BLVD SUITE 420 UNIONDALE NY 11553; INVESTMENT RELATED; AGENT/BROKER; FIXED INSURANCE SALES; 01/2014-ONGOING; 1-3 HRS PER MONTH; 1-3 HRS PER MONTH DURING SECURITIES TRADING HRS. MERBER PLANNING SERVICES POSITION: Owner NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 9 SECURITIES TRADING HOURS: 6 START DATE: 06/29/2001 ADDRESS: 50 Charles Lindbergh Blvd., Suite 420, Uniondale NY 11553, United States DESCRIPTION: This entity is used only for health insurance and fixed annuity business.
CRS (Client Relationship Summary) - RIA
Click below to view Mitchell Irwin Merber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 10, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 50 Charles Lindbergh Blvd Ste 420, Uniondale, NY 11553RIA
CRD#: 105644
UNIONDALE, NY
Current
August 10, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 50 Charles Lindbergh Blvd Suite 420, Uniondale, NY 11553BD
CRD#: 13572
Uniondale, NY
Past
February 9, 2021 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
UNIONDALE, NY
Past
January 14, 2014 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
UNIONDALE, NY
Past
June 9, 2004 - January 22, 2014
NEW ENGLAND SECURITIES
BD
CRD#: 615
UNIONDALE, NY
Past
May 17, 1983 - October 19, 1992
HOME LIFE INSURANCE COMPANY
BD
CRD#: 4184
Past
May 17, 1983 - June 15, 2004
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/10/2023)
RR
California(8/10/2023)
RR
Colorado(8/10/2023)
RR
Connecticut(8/10/2023)
RR
District of Columbia(8/10/2023)
RR
Florida(8/11/2023)
RR
Georgia(8/10/2023)
RR
Maine(8/10/2023)
RR
Maryland(8/10/2023)
RR
Massachusetts(8/10/2023)
RR
Montana(11/18/2024)
RR
Nevada(8/10/2023)
RR
New Jersey(8/10/2023)
RR
New Mexico(3/19/2024)
RR
New York(8/10/2023)
IAR
New York(8/10/2023)
RR
North Carolina(8/10/2023)
RR
Ohio(8/10/2023)
RR
Pennsylvania(8/10/2023)
RR
Rhode Island(8/10/2023)
RR
South Carolina(8/10/2023)
RR
Tennessee(11/8/2023)
RR
Texas(8/10/2023)
IAR
Texas(8/10/2023)
RR
Utah(8/10/2023)
RR
Vermont(8/31/2023)
RR
Virginia(8/10/2023)
RR
Washington(5/19/2025)
RR
West Virginia(8/10/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
