William R. Carabasi
Professional summary
William Robert Carabasi, who also goes by Bill Robert Carabasi, is a registered financial professional currently at BANCROFT CAPITAL, LLC located in Fort Washington, Pennsylvania.
William is registered as a RR (Registered Representative) and started their career in finance in 1982. William has worked at 5 firms and has passed the Series 63, Series 52TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Robert Carabasi's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 5, 2019 - Present
BANCROFT CAPITAL, LLC
Office #1: 501 Office Center Drive Suite 130, Fort Washington, PA 19034May 31, 1994 - September 30, 2019
GEORGE K. BAUM & COMPANY
March 27, 1990 - May 31, 1994
GKB, INC.
June 12, 1984 - March 5, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
June 29, 1982 - June 6, 1984
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/5/2019)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
BANCROFT CAPITAL, LLC
CRD#: 290665 / SEC#: , 8-70035
Contact information
FINRA licenses (34 States and Territories)
Red Flags
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