George Toth

CHESTNUT INVESTMENT ADVISORY

Glenside, PA 19038

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CRD#: 1024975

Professional summary

George Toth, AIF®, CFP® is a registered financial advisor currently at CHESTNUT INVESTMENT ADVISORY located in Glenside, Pennsylvania and OSAIC WEALTH, INC. located in Erdenheim, Pennsylvania.

George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. George has worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)TRIAD ADVISORS,INC;INVESTMENT RELATED;5185 PEACHTREE PKWY # 280,NORCROSS, GA 30092;BROKER-DEALER;REGISTERED REPRESENTATIVE;1/1999;135 HRS/MONTH;6 HRS DURING TRADING;REGISTERED REPRESENTATIVE 2)Chestnut Investment Advisory;investment related;402 Bethlehem Pike;financial planning,investment advisory,portfolio design;owner;1986;200 hrs/month;6.5 hrs during trading;client visits,advice,plan prep,IPS development 3)George Andrew;not investment related;author;writer & book prep;2013;10 hrs/month;0 hrs during trading;writer & book author 4)Chestnut Tax Services;not investment related;402 Bethlehem Pike;tax preparation;owner;1991;5 hrs/month from Feb-April;6.5 hrs during trading;tax prep & pro forma advice

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Toth's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

June 10, 2011 - Present

CHESTNUT INVESTMENT ADVISORY

Office #1: 402 Bethlehem Pike, Glenside, PA 19038

RIA

CRD#: 118582

Glenside, PA

Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 402 Bethlehem Pike, Erdenheim, PA 19038

RIA

CRD#: 23131

ERDENHEIM, PA

Past

January 4, 1999 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

ERDENHEIM, PA

Past

February 3, 1997 - December 31, 1998

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

January 4, 1989 - January 31, 1997

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

July 8, 1986 - January 9, 1989

AMERICAN PREFERRED SECURITIES, INC.

CRD#: 10959

Past

January 27, 1982 - July 11, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

January 27, 1982 - July 14, 1986

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

January 27, 1982 - July 14, 1986

IDS LIFE INSURANCE COMPANY

CRD#: 6321

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/23/2024)

Maryland
(8/23/2024)

Nevada
(8/23/2024)

New Jersey
(8/23/2024)

North Carolina
(8/23/2024)

IAR

Pennsylvania
(6/10/2011)

Pennsylvania
(8/23/2024)

South Carolina
(8/23/2024)

Virginia
(8/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/19/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/15/1986

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 8/16/1983

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 1/15/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/4/1987

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CHESTNUT INVESTMENT ADVISORY

CHESTNUT INVESTMENT ADVIOSRY | GEORGE TOTH, CFP | CHESTNUT INVESTMENT ADVISORY

CRD#: 118582 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (3/14/1988 Approved)

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Contact information

Main Address

402 Bethlehem Pike, Glenside, PA 19038

Mailing Address

Phone number

(215) 836-4880

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	27
AUM (Assets Under Management)	$ 23,379,089

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

George Toth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Toth's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

IFG NETWORK SECURITIES, INC.

KEOGLER, MORGAN & COMPANY, INC.

AMERICAN PREFERRED SECURITIES, INC.

AMERICAN EXPRESS FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 3/19/1982

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/15/1986

Series 22

Date: 8/16/1983

Series 6

Date: 1/15/1982

Series 24

Date: 5/4/1987

FINRA

Current Firm

CHESTNUT INVESTMENT ADVISORY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CHESTNUT INVESTMENT ADVISORY

TRUST BUT VERIFY

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