Peter Teevan

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CRD#: 1022921

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Peter Teevan, who also goes by Petey Psyces, Peter Louis Teevan, was a registered financial professional .

Peter is a previously registered financial professional and started their career in finance in 1982. Peter had worked at 10 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Petey Psyces | Peter Louis Teevan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 10, 2011 - November 20, 2013

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117

NEW YORK, NY

Past

May 16, 2011 - June 2, 2011

DIMENSION TRADING GROUP, LLC

CRD#: 147929

NEW YORK, NY

Past

January 7, 2009 - August 4, 2009

QUAD CAPITAL, LLC

CRD#: 148927

NEW YORK, NY

Past

April 27, 2007 - December 31, 2008

LIGHTHOUSE FINANCIAL GROUP, LLC

CRD#: 103734

NEW YORK CITY, NY

Past

December 19, 2005 - January 3, 2007

TRADITION SECURITIES AND DERIVATIVES LLC

CRD#: 28269

NEW YORK, NY

Past

August 6, 1998 - April 5, 2001

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

March 8, 1993 - October 7, 1998

TEEVAN & CO., INC.

CRD#: 30839

RUMSON, NJ

Past

July 12, 1989 - April 2, 1991

DEUTSCHE IXE, LLC

CRD#: 7172

NEW YORK, NY

Past

May 24, 1988 - April 27, 1989

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

CRD#: 3466

Past

April 17, 1982 - May 24, 1988

TROSTER SINGER CORPORATION

CRD#: 7441

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 11/18/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 12/16/2005

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 12/19/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/13/2006

General Securities Principal Examination

Current Firm

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117 / SEC#: , 8-67986

Terminated by SEC on 03/06/2015

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 07/09/2008

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
WTS PTG HOLDINGS, LLC	OWNER
CLARK, CHESTER EDMOND	CEO	2486219
DISCENZA, PETER VINCENT JR	CHIEF COMPLIANCE OFFICER	4386342
JONES, WILLIAM RUSSELL	OPERATIONS MANAGER	2948251
LI, XIAOYAN	FINOP	4465893

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Peter Teevan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

DIMENSION TRADING GROUP, LLC

QUAD CAPITAL, LLC

LIGHTHOUSE FINANCIAL GROUP, LLC

TRADITION SECURITIES AND DERIVATIVES LLC

CREDIT SUISSE SECURITIES (USA) LLC

TEEVAN & CO., INC.

DEUTSCHE IXE, LLC

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

TROSTER SINGER CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 11/18/2005

Series 55

Date: 12/16/2005

Series 7

Date: 12/19/1981

Series 24

Date: 1/13/2006

Current Firm

WTS PROPRIETARY TRADING GROUP LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WTS PROPRIETARY TRADING GROUP LLC

TRUST BUT VERIFY

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