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Peter Teevan

CRD# 1022921·Registered 1982 - 2013
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter Teevan, who also goes by Petey Psyces, Peter Louis Teevan, was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 1982 - 2013. Peter had worked at 10 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Petey Psyces, Peter Louis Teevan

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

WTS PROPRIETARY TRADING GROUP LLC·CRD# 148117
BD
New York, NY
June 10, 2011 - November 20, 2013
DIMENSION TRADING GROUP, LLC·CRD# 147929
BD
New York, NY
May 16, 2011 - June 2, 2011
QUAD CAPITAL, LLC·CRD# 148927
BD
New York, NY
January 7, 2009 - August 4, 2009
LIGHTHOUSE FINANCIAL GROUP, LLC·CRD# 103734
BD
New York City, NY
April 27, 2007 - December 31, 2008
TRADITION SECURITIES AND DERIVATIVES LLC·CRD# 28269
BD
New York, NY
December 19, 2005 - January 3, 2007
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
August 6, 1998 - April 5, 2001
TEEVAN & CO., INC.·CRD# 30839
BD
Rumson, NJ
March 8, 1993 - October 7, 1998
DEUTSCHE IXE, LLC·CRD# 7172
BD
New York, NY
July 12, 1989 - April 2, 1991
GOLDMAN SACHS EXECUTION & CLEARING, L.P.·CRD# 3466
BD
May 24, 1988 - April 27, 1989
TROSTER SINGER CORPORATION·CRD# 7441
BD
April 17, 1982 - May 24, 1988

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Current Firm

WP
WTS PROPRIETARY TRADING GROUP LLC

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117 / SEC#: 8-67986
BD
Terminated by SEC on 03/06/2015

Contact Information

Established

Delaware since 07/09/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WTS PTG HOLDINGS, LLCOWNER—
CLARK, CHESTER EDMONDCEO2486219
DISCENZA, PETER VINCENT JRCHIEF COMPLIANCE OFFICER4386342
JONES, WILLIAM RUSSELLOPERATIONS MANAGER2948251
LI, XIAOYANFINOP4465893

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2005About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Dec 2005

Series 7 — General Securities Representative Examination

Passed Dec 1981About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2006About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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