George L. Klander
Professional summary
George Lawrence Klander, who also goes by George L Klander, is a registered financial professional currently at TRUSTMONT FINANCIAL GROUP, INC. located in Princeton, West Virginia.
George is registered as a RR (Registered Representative) and started their career in finance in 1981. George has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 5, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view George Lawrence Klander's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2018 - Present
TRUSTMONT FINANCIAL GROUP, INC.
Office #1: 400 Cove Street, Princeton, WV 24740April 27, 2018 - December 26, 2018
TRUSTMONT ADVISORY GROUP, INC.
February 3, 2010 - December 31, 2020
MONEY MANAGEMENT ADVISORY, INC.
February 4, 1986 - May 8, 2018
MONEY MANAGEMENT ADVISORY, INC.
July 29, 1985 - February 13, 1986
CAPITAL EXPANSION GROUP, INC.
December 17, 1984 - July 26, 1985
FSC SECURITIES CORPORATION
December 15, 1981 - December 13, 1984
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/25/2018)
(2/21/2019)
(4/27/2018)
(4/26/2018)
(5/9/2018)
(4/27/2018)
(7/3/2018)
(7/25/2018)
(5/11/2018)
(5/9/2018)
(5/22/2018)
(5/22/2018)
Exams
Series 5
Date: 12/12/1981
Interest Rate Options ExaminationFINRA
Current Firm
TRUSTMONT FINANCIAL GROUP, INC.
CRD#: 18312 / SEC#: , 8-36439
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOCHINEZ, LACEY M | OWNER | 5809867 |
| DOCHINEZ, PETER DANIEL | OWNER | 6314091 |
| ABBOTT DECAROLIS, LAURA JEAN | OWNER/REGISTERED REPRESENTATIVE | 1523919 |
| DOCHINEZ, CLAUDIA ANN | OWNER | |
| DOCHINEZ, PETER DANIEL | OWNER | 1062112 |
| GIONTA, PAUL V | OWNER | |
| HEBERT, GEORGE PHILLIP | OWNER | 2309032 |
| HLADEK, ANTHONY CHARLES | PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATION OFFICER | 2700432 |
| PETRUCCI, MARY LOUISE | OWNER/REGISTERED REPRESENTATIVE | 2980671 |
| AULT, JAMES DANIEL | OWNER | 1439447 |
| BARZAK, DONALD JOHN | OWNER | 1856590 |
| HIXENBAUGH, MARY LYNNE | CHIEF COMPLIANCE OFFICER | 5623080 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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