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Dennis Michael Ronan

CRD# 1020860·Registered 1981 - 2016
Previously Registered: Being a previously registered professional could mean that Dennis is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Dennis Michael Ronan was a registered financial advisor. Dennis was a previously registered financial professional and started their career in finance 1981 - 2016. Dennis had worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

KOYOTE TRADING LLC·CRD# 149672
BD
New York, NY
August 3, 2009 - May 27, 2016
SCHOTTENFELD GROUP LLC·CRD# 128103
BD
New York, NY
May 29, 2007 - May 27, 2016
RBC CAPITAL MARKETS CORPORATION·CRD# 6579
BD
New York, NY
January 2, 2007 - June 1, 2007
G-2 TRADING,LLC·CRD# 44018
BD
New York, NY
May 3, 2006 - November 21, 2006
US TRADING LLC·CRD# 37426
BD
New York, NY
March 10, 2005 - December 31, 2006
CARLIN EQUITIES, LLC·CRD# 31295
BD
New York, NY
March 10, 2005 - January 2, 2007
GOLDMAN SACHS EXECUTION & CLEARING, L.P.·CRD# 3466
BD
New York, NY
June 7, 2002 - March 7, 2005
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
November 25, 1981 - June 21, 2002

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Current Firm

KT
KOYOTE TRADING LLC

COYOTE CAPITAL, LLC | KOYOTE TRADING LLC

CRD#: 149672 / SEC#: 8-68182
BD
Terminated by SEC on 07/03/2017

Contact Information

Established

Delaware since 12/01/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KOYOTE CAPITAL GROUP LLCOWNER—
KOCH, DAVID KENNETHVICE PRESIDENT & SECRETARY, MEMBER2422912
RISI, SALVATORE ANTHONYCFO/FINOP1072513
ROSEN, LUCAS GABRIELMEMBER2443280
SCHOTTENFELD, RICHARD PAULMANAGING MEMBER1280443
WADE, RICHARD JOSEPH JRCHIEF COMPLIANCE OFFICER1455700
WEISS, BRYAN EVANMEMBER4439851
WEISS, RONALD MICHAELPRESIDENT, MEMBER462488

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed May 2016About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Dec 2004About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2000

Series 7 — General Securities Representative Examination

Passed Nov 1981About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Sep 2003About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jul 2002About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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