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JB

Jon K Bloom

CRD# 1017156·Registered 1981 - 2012
Previously Registered: Being a previously registered professional could mean that Jon is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jon K Bloom, who also goes by Jon Bloom, was a registered financial advisor. Jon was a previously registered financial professional and started their career in finance 1981 - 2012. Jon had worked at 4 firms and has passed the Series 63, Series 56, Series 7, Series 15, Series 5, Series 12, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jon Bloom

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

KOYOTE TRADING LLC·CRD# 149672
BD
New York, NY
March 19, 2012 - June 28, 2012
DB ALEX. BROWN LLC·CRD# 17790
BD
Baltimore, MD
September 29, 1993 - March 18, 1999
DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC.·CRD# 24074
BD
New York, NY
April 27, 1992 - August 31, 1993
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
February 25, 1991 - January 14, 1992
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
October 23, 1981 - June 27, 1987

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Current Firm

KT
KOYOTE TRADING LLC

COYOTE CAPITAL, LLC | KOYOTE TRADING LLC

CRD#: 149672 / SEC#: 8-68182
BD
Terminated by SEC on 07/03/2017

Contact Information

Established

Delaware since 12/01/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KOYOTE CAPITAL GROUP LLCOWNER—
KOCH, DAVID KENNETHVICE PRESIDENT & SECRETARY, MEMBER2422912
RISI, SALVATORE ANTHONYCFO/FINOP1072513
ROSEN, LUCAS GABRIELMEMBER2443280
SCHOTTENFELD, RICHARD PAULMANAGING MEMBER1280443
WADE, RICHARD JOSEPH JRCHIEF COMPLIANCE OFFICER1455700
WEISS, BRYAN EVANMEMBER4439851
WEISS, RONALD MICHAELPRESIDENT, MEMBER462488

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1992About the Series 63 exam

Series 56 — Proprietary Trader Qualification Examination

Passed Mar 2012

Series 7 — General Securities Representative Examination

Passed Feb 1991About the Series 7 exam

Series 15 — Foreign Currency Options Examination

Passed Nov 1984

Series 5 — Interest Rate Options Examination

Passed Apr 1982

Series 12 — NYSE Branch Manager Examination

Passed May 1998

Series 24 — General Securities Principal Examination

Passed Oct 1992About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Jul 1992About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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