David R. Hodes
Professional summary
David Richard Hodes, who also goes by David R Hodes, is a registered financial professional currently at HODES WEILL SECURITIES, LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1997. David has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Richard Hodes's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 27, 2010 - Present
HODES WEILL SECURITIES, LLC
Office #1: 825 Third Avenue 15th Floor, New York, NY 10022Office #2: 825 Third Ave 15th Floor, New York, NY 10022November 3, 2000 - August 7, 2009
CREDIT SUISSE SECURITIES (USA) LLC
May 2, 2000 - September 27, 2002
PERSHING LLC
August 5, 1997 - May 18, 2000
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/12/2018)
(2/20/2013)
(12/2/2011)
(6/8/2017)
(9/15/2017)
(11/7/2017)
(9/26/2017)
(2/19/2013)
(5/24/2017)
(1/21/2011)
(11/30/2017)
(5/24/2017)
(1/23/2018)
(5/31/2017)
(5/30/2017)
(8/9/2012)
(9/19/2017)
(6/21/2017)
(5/24/2017)
(6/6/2017)
(5/31/2018)
(5/31/2017)
(2/6/2018)
(10/14/2010)
(5/24/2017)
(6/4/2018)
(3/4/2013)
(5/30/2017)
(6/18/2019)
(12/13/2011)
(5/30/2017)
(4/10/2018)
(5/24/2017)
(11/21/2012)
(5/24/2017)
(9/5/2017)
(1/2/2014)
(11/15/2013)
(4/10/2018)
(6/19/2019)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
HODES WEILL SECURITIES, LLC
CRD#: 131848 / SEC#: , 8-66518
Contact information
FINRA licenses (44 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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