Robert Heller
Professional summary
Robert Heller is a registered financial professional currently at GT SECURITIES, INC. located in Los Angeles, California.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1988. Robert has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Heller's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 31, 2023 - Present
GT SECURITIES, INC.
Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094January 24, 2022 - August 25, 2023
INDEPENDENT INVESTMENT BANKERS, CORP.
October 9, 2017 - January 20, 2022
GROWTH CAPITAL SERVICES, INC.
June 27, 2013 - September 25, 2017
PACE CAPITAL CORP.
November 24, 2010 - December 20, 2012
UBS SECURITIES LLC
May 20, 2003 - October 22, 2010
PACE CAPITAL CORP.
September 26, 1997 - October 8, 2002
LEHMAN BROTHERS INC.
June 14, 1995 - September 8, 1997
J.P. MORGAN SECURITIES LLC
April 19, 1988 - April 12, 1995
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/31/2023)
(1/6/2025)
(8/31/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
GT SECURITIES, INC.
CRD#: 116012 / SEC#: , 8-53527
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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