RA
Ralph Antolino
AA FINANCIAL ADVISORS
Columbus, OH 43215
Some features on this profile are disabled
CRD#: 1007885
RA
Professional summary
Ralph Antolino JR, who also goes by Jr Ralph Antolino, is a registered financial advisor currently at AA FINANCIAL ADVISORS, LLC located in Columbus, Ohio and KESTRA INVESTMENT SERVICES, LLC located in Columbus, Ohio.
Ralph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Ralph has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jr Ralph Antolino
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1: FFR - First Financial Resources Invest Rel: Y NOB: Insurance Title: member Strt Date: 1/1/14 Hrs/mth: 0-16 Duties: complete apps for clients, comply w/the requirements of the life ins companies 2: AFC 2019 Reserve, LLC Invest Rel: Y NOB: separating financial assets into new entity Title: Managing member Strt Date: 9/16/19 Hrs/mth: 0-16 Duties: oversee investment of the funds along w/my partners 3: Blue Water, LLC DBA Blue Water Management & Beach Music Villa Invest Rel: N NOB: Consulting; Real Estate Title: manager Strt Date: 7/1/16 Hrs/mth: 0-16 Duties: oversee &consult operations &investments of f7 & rental property 4: AA Financial Advisors, LLC Invest Rel: Y NOB: Investment Advisory srvcs thru an independent outside RIA Title: Owner Strt Date: 4/19/82 Hrs/mth: 97-112 Duties: To manage business for the benefit of all constituents 5: Antolino & Associates, Inc. Invest Rel: N NOB: Insurance Title: Owner, president Strt Date: 4/16/75 Hrs/mth: 65 80 Duties: Manage &operate the business for benefit of customers, employees &myself 6: SKYBOX 2012, LLC Invest Rel: Y NOB: Real Estate Title: manager Strt Date: 10/28/13 Hrs/mth: 0-16 Duties: do whatever we think is necessary &reasonable to take care of the unit 7: The Carmella Foundation, Inc. Invest Rel: N NOB: Civic Title: Director/Other, charitable entity Strt Date: 12/30/14 Hrs/mth: 0-16 Duties: Work w/my wife to develop &run the org w/the assistance of our law firm, Lilly &Becker ADR: 150 E. Broad Street #150, Columbus OH 43215 8: Flying Marlin Investmens, LLC Invest Rel: Y NOB: Real Estate Title: Other,Manager Strt Date: 3/18/13 Hrs/mth: 0-16 Duties: owner/manager 9: F7 Company, LLC Invest Rel: N NOB: see q 3.50 Title: managers Strt Date: 8/28/13 Hrs/mth: 0-16 Duties: General mngmnt 10: CLA Investments, LLC Invest Rel: N NOB: a family trust owned entity that holds investments for the benefit of our family that I direct Title: Manager Strt Date: 8/28/13 Hrs/mth: 0-16 Duties: general oversight of securities account for F7 ADDR: 5000 Estate Enighed # 482, St. John VI 00830 11: Banner Metal Group Invest Rel: N NOB: manufacturer Title: BOD Strt Date: 1/1/04 Hrs/mth: 0-16 Duties: Attend four board mtngs/yr & vote on board level decisions 12: Flying Marlin, LLC Invest Rel: Y NOB: Real Estate Title: Owner Strt Date: 4/1/03 Hrs/mth: 0-16 Duties: Oversee mngmnt of proprty 13: Ralph Antolino, Jr. Attorney at Law Invest Rel: N NOB: Legal/Fiduciary Title: Sole Proprietor Strt Date: 11/1/80 Hrs/mth: 0-16 Duties: do the work as needed 14: Ralph Antolino, Jr. Public Speaking Invest Rel: Y NOB: none of the above Title: Owner Strt Date: 4/19/75 Hrs/mth: 0-16 Duties: see above 15: RALPH ANTOLINO, JR. - Independent Author Invest Rel: N NOB: Back Office Operations Title: author/speaker Strt Date: 4/19/97 Hrs/mth: 0-16 Duties: to talk &oversee modest sales of books ADDR: 150 E. Broad Street, Columbus OH 43215 16: Lino Properties Invest Rel: Y NOB: Real Estate Title: Partner Strt Date: 4/19/84 Hrs/mth: 0-16 Duties: financial decisions &mngmnt. Oversee tax prep. Invest capital in new ventures 17: CEI, Inc Invest Rel: N NOB: small manufacturer Title: Investor Strt Date: 5/15/20 Hrs/mth: 0-16 Duties: write a check 18: Riverside Bank of Dubmin Invest Rel: Y NOB: BOD Title: BOD Strt Date: 11/19/20 Hrs/mth: 0-16 Duties: mngt of bank 19: Finances Simplified, LLC Invest Rel: NOB: BOD Title: Introducing clients Strt Date: 8/1/21 Hrs/mth: 0-16 Duties: Marketing 20: VIORC, LLC POSITION: Managing Member NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2023 ADDRESS: 131 Beach Rd, # 104, Key Largo FL 33037, United States DESCRIPTION: Collect funds and pay bills
CRS (Client Relationship Summary) - RIA
Click below to view Ralph Antolino JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 24, 2006 - Present
AA FINANCIAL ADVISORS, LLC
Office #1: 150 E. Broad St. Suite 100, Columbus, OH 43215RIA
CRD#: 119829
Columbus, OH
Current
April 28, 2006 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 150 E. Broad St Suite 100, Columbus, OH 43215BD
CRD#: 42046
Columbus, OH
Past
October 18, 1999 - December 31, 2005
AA FINANCIAL ADVISORS, LLC
RIA
CRD#: 119829
COLUMBUS, OH
Past
November 22, 1994 - May 11, 2006
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
COLUMBUS, OH
Past
November 19, 1989 - November 23, 1994
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
October 8, 1986 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
October 8, 1984 - November 4, 1986
DESANTIS SECURITIES COMPANY
BD
CRD#: 11398
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
AA FINANCIAL ADVISORS, LLC
AA FINANCIAL ADVISORS, LLC | THE CRICKET COMPANY | J.E. MORRISON & ASSOCIATES, INC. | BARTON & ASSOCIATES, INC. | ANTOLINO AND ASSOCIATES, INC. DBA AA FINANCIAL ADVISORS | ANTOLINO AND ASSOCIATES, INC.
CRD#: 119829 / SEC#: 801-125806
RIA
Registered Investment Advisory firm - (6/3/2022 Approved)Louisiana
Registered Investment Advisory firm - (6/21/2022 Terminated)Ohio
Registered Investment Advisory firm - (6/23/2022 Terminated)Texas
Registered Investment Advisory firm - (6/21/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/28/2006)
RR
Arizona(4/28/2006)
RR
California(4/28/2006)
RR
Colorado(7/12/2006)
RR
Delaware(10/31/2024)
RR
District of Columbia(10/31/2024)
RR
Florida(4/28/2006)
IAR
Florida(12/21/2023)
RR
Georgia(4/28/2006)
RR
Idaho(10/27/2023)
RR
Illinois(4/28/2006)
RR
Indiana(4/28/2006)
RR
Kentucky(12/14/2016)
RR
Louisiana(12/14/2016)
IAR
Louisiana(3/27/2018)
RR
Maryland(7/12/2006)
RR
Massachusetts(10/31/2024)
RR
Minnesota(5/29/2013)
RR
Mississippi(4/28/2006)
RR
Missouri(8/11/2015)
RR
Nevada(6/22/2021)
RR
New Jersey(10/31/2024)
RR
New York(4/28/2006)
RR
North Carolina(4/28/2006)
IAR
Ohio(3/24/2006)
RR
Ohio(4/28/2006)
RR
Oregon(7/24/2006)
RR
Pennsylvania(4/28/2006)
RR
South Carolina(6/4/2012)
RR
Tennessee(4/28/2006)
RR
Texas(4/28/2006)
IAR
Texas(7/16/2018)
RR
Vermont(1/3/2011)
RR
Virgin Islands(11/30/2007)
RR
West Virginia(12/14/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AF
AA FINANCIAL ADVISORS, LLC
AA FINANCIAL ADVISORS, LLC | THE CRICKET COMPANY | J.E. MORRISON & ASSOCIATES, INC. | BARTON & ASSOCIATES, INC. | ANTOLINO AND ASSOCIATES, INC. DBA AA FINANCIAL ADVISORS | ANTOLINO AND ASSOCIATES, INC.
CRD#: 119829 / SEC#: 801-125806
RIA
Registered Investment Advisory firm - (6/3/2022 Approved)Louisiana
Registered Investment Advisory firm - (6/21/2022 Terminated)Ohio
Registered Investment Advisory firm - (6/23/2022 Terminated)Texas
Registered Investment Advisory firm - (6/21/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
150 E. Broad St. Suite 100, Columbus, OH 43215
Mailing Address
Phone number
(614) 442-3355
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,097 |
| AUM (Assets Under Management) | $ 1,012,205,353 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
