Arthur Edward Raitano
Professional Summary
Arthur Edward Raitano, who also goes by Art Raitano, was a registered financial advisor. Arthur was a previously registered financial professional and started their career in finance 1983 - 2024. Arthur had worked at 15 firms and has passed the Series 63, Series 79TO, Series 57TO, Series 52TO, Series 99TO, SIE, Series 55, Series 7, Series 14, Series 10, Series 9, Series 4, Series 53, Series 27, Series 24 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Art Raitano
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
43 years in the financial services industry
Current & Past Employments
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Current Firm
HONEY BADGER INVESTMENT SECURITIES, LLC
Contact Information
Main Address
30 Corporate Park Suite 410, Irvine, CA 92606Mailing Address
30 Corporate Park Suite 410, Irvine, CA 92606Phone Number
(949) 251-5000Established
Delaware since 04/13/2016Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (11 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEE, JOSEPH JAMES | CEO, MUNI PRINCIPAL, MANAGING MEMBER | 4495616 |
| THE LEE FAMILY TRUST | SHAREHOLDER, MEMBER | — |
| LEE, JOSEPH JYH-CHUNG | TRUSTEE OF THE LEE FAMILY TRUST | 6712135 |
| LEE, SOU-LIN HELEN | TRUSTEE OF THE LEE FAMILY TRUST | 6712140 |
| ONESTO, RICHARD ERNEST | FINOP, PFO, POO | 2453096 |
| SWEENEY, BRIAN PATRICK | CCO | 4174087 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Jan 2001Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jul 1984Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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