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Michael Edward Chaszczewski

CRD# 1006712·Registered 1981 - 2015
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Edward Chaszczewski was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1981 - 2015. Michael had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

Past

ANICO FINANCIAL SERVICES, INC.Past·CRD# 158883
BD
Galveston, TX
September 6, 2012 - April 16, 2015
SECURITIES MANAGEMENT & RESEARCH, INC.Past·CRD# 759
BD
Cedar Rapids, IA
December 10, 2004 - September 4, 2012
VP DISTRIBUTORS, LLCPast·CRD# 3036
BD
Hartford, CT
July 25, 2002 - December 20, 2002
CETERA INVESTMENT SERVICES LLCPast·CRD# 15340
BD
St. Cloud, MN
January 12, 2000 - March 15, 2002
FIS SECURITIES, INC.Past·CRD# 30533
BD
Boston, MA
June 16, 1997 - September 15, 1999
ROBERT THOMAS SECURITIES, INCPast·CRD# 10147
BD
St. Petersburg, FL
February 13, 1997 - June 12, 1997
APEX CLEARING CORPORATIONPast·CRD# 13071
BD
Dallas, TX
December 12, 1994 - January 31, 1997
INTESA SANPAOLO IMI SECURITIES CORP.Past·CRD# 19418
BD
New York, NY
June 24, 1993 - December 15, 1994
ESSEX NATIONAL SECURITIES, LLCPast·CRD# 25454
BD
Napa, CA
October 13, 1992 - June 24, 1993
DIME SECURITIES, INC.Past·CRD# 28955
BD
Brooklyn, NY
May 29, 1992 - October 26, 1992
INVEST FINANCIAL CORPORATIONPast·CRD# 12984
BD
Appleton, WI
April 25, 1985 - May 20, 1992
SIGNATOR INVESTORS, INC.Past·CRD# 468
BD
November 26, 1981 - November 16, 1984

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Current Firm

AF
ANICO FINANCIAL SERVICES, INC.

ANICO FINANCIAL SERVICES, INC.

CRD#: 158883 / SEC#: 8-68938
BD
Terminated by SEC on 03/29/2026

Contact Information

Established

Texas since 12/21/2010

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
AMERICAN NATIONAL INSURANCE COMPANYDIRECT OWNER—
LUIKART, THAD MICHAELDIRECTOR, PRESIDENT & CEO5111050
RUSTAD, STEPHANIE THERESEFINOP2327465
WHITE, STACEY LEIGHAVP, CHIEF COMPLIANCE OFFICER2721039

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1985About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1985About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1981About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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